DFX Intelligence

L••••• T• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

L••••• T• W•••••

Advisor at I•••••• A•••••••• I•••

ATLANTA, GA | Alpharetta, GA

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Search this name across graphsid dfx:ria:bbdc901b-981c-c1aa-9684-b359ffed491c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 8, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••• A•••••••• I•••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••• A•••••••• I•••	Asset manager	Jul 30, 2020	n/a	yes	Alpharetta, GA\|ATLANTA, GA	Current employment
E•••••• C•••••• M••••••••• L••	Former SEC adviser	Aug 5, 2016	Jul 17, 2020	no	Alpharetta, GA\|ARLINGTON, VA\|Alpharetta, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• C•••••• M••••••••• L••	I•••••• A•••••••• I•••	Jul 17, 2020	Jul 30, 2020	13	Firm change	Other
J••• M••••• S••••••••• L••	E•••••• C•••••• M••••••••• L••	Aug 4, 2016	Aug 5, 2016

Relationships

Registered with (3)

→ I•••••• A•••••••• I•••Registered adviserregistration: current employment
Jul 30, 2020 to presentfactForm ADV
→ E•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 5, 2016 to Jul 17, 2020factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Dec 8, 2015 to Aug 4, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bbdc901b-981c-c1aa-9684-b359ffed491c
First observed: Dec 8, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.