RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••• T• W•••••
- I•••••• A•••••••• I••• asset manager currentsince Jul 30, 2020 · Alpharetta, Ga
- E•••••• C•••••• M••••••••• L•• formerAug 5, 2016 to Jul 17, 2020 · Alpharetta, Ga
- J••• M••••• S••••••••• L•• wirehouseDec 8, 2015 to Aug 4, 2016 · Stamford, Ct
- E•••••• C•••••• M••••••••• L•• to I•••••• A•••••••• I•••left Jul 17, 2020, registered Jul 30, 2020 (13 days) · Other
- J••• M••••• S••••••••• L•• to E•••••• C•••••• M••••••••• L••left Aug 4, 2016, registered Aug 5, 2016 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address