DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
J. Safra Asset Management Corporation
Latest filing Aug 26, 2026
First filing on the tape Nov 23, 2011 · 48 filings
SEC status approved since Apr 15, 2004
RAUM
$6.3B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
92%
$5.7B individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$695M
derived; firm RAUM over IAPD count
Employees
22
13 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
7
reported on Schedule D
History
48 filings and snapshots on the tape
RAUM$6.3B as of Aug 26, 2026
Mar 30, 2012$335M then
HNW client RAUM$5.6B as of Aug 26, 2026
Mar 30, 2018$414M then
State-registered IARs (5.B.3)9 as of Aug 26, 2026
Mar 30, 20120 then
Employees (5.A)22 as of Aug 26, 2026
Mar 28, 201319 then
Private funds7 as of Aug 26, 2026
Mar 30, 20121 then
RAUM +36% over the last fiscal year+21% a year over threeIARs 6 to 9
Practice profile
derived from the filing of Aug 26, 2026; every figure names its basis
Archetypes, each a printed rule
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $695MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 375derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $1.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.4derivedItem 5.A over advisors
- Advisors per office
- 3.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +36%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +17%derived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- a related person acts as qualified custodian (9.D.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$5.6B89%
- Pooled investment vehicles$244M3.9%
- Corporations and businesses$242M3.9%
- Individuals$151M2.4%
- Insurance companies$44.7M0.7%
- Individual clients
- 295reported
- HNW clients
- 3,079reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3,440reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.92 fund_share=0.04 institutional_share=0.01 related_bd=true related_bank=false bd_reps=5.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Adriano De Souza Vieira | Aventura, Fl | Jan 20, 2016 | 14 y | 0 |
| Fernanda Bomfim Araujo | Aventura, Fl | Feb 24, 2020 | 18 y | 4 |
| Noah Morgan HarrisChartered Financial Analyst | New York City, Ny | May 12, 2022 | 15 y | 1 |
| Dov LasryCertified Financial Planner | Aventura, Fl | Dec 21, 2022 | 12 y | 0 |
| Leonardo Leta Furtado | Aventura, Fl | Aug 5, 2025 | 21 y | 0 |
| Joshua N Kang | New York City, Ny | Oct 16, 2025 | 11 y | 0 |
| Gabriel Morato | New York City, Ny | Jan 7, 2026 | 10 y | 1 |
| Sion Benjamin Harari | New York City, Ny | May 13, 2026 | 10 y | 0 |
| Michael S RuzhanskyCertified Financial Planner | New York City, Ny | Jul 17, 2026 | 28 y | 5 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Michael Andrew Dejana to Bolton Global Asset ManagementNov 27, 2017 · Other
- Basilio Lukis to Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 15, 2016 · Other
- Marcelo Tome to Sabadell Securities USA, Inc.Feb 9, 2015 · Other
Joined, latest
- Michael S Ruzhansky from Citigroup Global Markets Inc.Jul 17, 2026 · Affiliated broker-dealer or bank to independent RIA
- Gabriel Morato from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 7, 2026 · Wirehouse to independent RIA
- Noah Morgan Harris from Truist Advisory Services, Inc.May 12, 2022 · Affiliated broker-dealer or bank to independent RIA
- Fernanda Bomfim Araujo from Morgan StanleyFeb 24, 2020 · Wirehouse to independent RIA
- Marcelo Tome from Alti Wealth Management (US International), Inc.Sep 26, 2014 · Other
Private funds
15 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Myhobby Global Strategy Fund Ltd. | Other Private Fund | $70.2M | 1 | Mar 30, 2016 |
| Spe US Fund L.P. | Private Equity Fund | $64.4M | 25 | Mar 31, 2023 |
| Jsam Uma Investment Fund Spc Balance | $59.3M | 141 | Aug 26, 2026 | |
| Selworth Fund Limitedno longer reported | Other Private Fund | $50.1M | 1 | Mar 30, 2016 |
| Jsam Uma Investment Fund Spc Aggressive | $49.0M | 13 | Aug 26, 2026 | |
| Jsam Uma Investment Fund Spc Conservative | $38.5M | 90 | Aug 26, 2026 | |
| Discovery Fund Limited Sacno longer reported | Other Private Fund | $30.1M | 5 | Mar 30, 2016 |
| Rimon Global Macro Fund Ltd.no longer reported | Hedge Fund | $27.3M | 1 | Jun 15, 2012 |
| Greentree Fund Ltd.no longer reported | Hedge Fund | $25.2M | 1 | Nov 19, 2012 |
| Jsam Uma Investment Fund Spc Equity | $23.9M | 67 | Aug 26, 2026 | |
| Frontier Technology Fund Ltd.no longer reported | Hedge Fund | $20.8M | 1 | Nov 23, 2011 |
| Antares Global Strategy Fund Ltd.no longer reported | Other Private Fund | $13.9M | 1 | Mar 30, 2016 |
| Guarding Investment Holdings LP | Private Equity Fund | $8.6M | 2 | May 14, 2020 |
| Blue Eagle Fund Ltdno longer reported | Other Private Fund | $5,287 | 1 | Mar 30, 2016 |
| Blue Sky Multi-Strategy Fund Ltd.no longer reported | Hedge Fund | $0 | 1 | Mar 28, 2013 |
Owners and control persons
Schedule A and B, latest filing
- Bomfim Fernanda Araujo · Chief Compliance Officercontrolsince 06/2021 · owns less than 5%
- Godefroy Patrick Barros · Ceo, Directorcontrolsince 08/2019 · owns less than 5%
- Cesar Bertaco Carlos Bonfim · Directorcontrolsince 08/2004 · owns less than 5%
- Rafaelo Colombo · Directorcontrolsince 07/2016 · owns less than 5%
- Steven Mark Grunwald · Directorcontrolsince 10/2009 · owns less than 5%
- Peter Sigmund Javier · Directorcontrolsince 10/2011 · owns less than 5%
- Passos Simoni Morato · Directorcontrolsince 07/2008 · owns less than 5%
- Harendra Parin Tolia · Chief Investment Officercontrolsince 01/2015 · owns less than 5%
- De Souza Adriano Vieira · Deputy Ceocontrolsince 11/2025 · owns less than 5%
- Vicky Safra · Executrixcontrolsince 09/2021 · owns 25% to 50% of The Estate Of Joseph Yacoub Safra
- Joseph David Safra · Shareholdersince 03/2023 · owns 25% to 50% of The Estate Of Joseph Yacoub Safra
- Joseph Jacob Safra · Shareholdersince 03/2023 · owns 25% to 50% of The Estate Of Joseph Yacoub Safra
Entity owners
- Safra New York Corporation · Shareholderdirect · owns 75% or more
- Snbny Holdings Limited, Gibraltar · Sole Shareholderindirect · owns 75% or more of Safra New York Corporation
- The Estate Of Joseph Yacoub Safra · Shareholderindirect · owns 75% or more of Snbny Holdings Limited, Gibraltar
Related persons
Schedule D 7.A
- Bank J. Safra Sarasin Ltdinvestment advisern
- J Safra Increal estaten
- J. Safra Sarasin Asset Management (North America) Ltdinvestment advisernRAUM $932M
- Js General Partner L.L.C.pooled vehicle sponsorn
- Safra National Bank Of New Yorkcustodiann
- Safra Securities LLCbroker-dealercustodiann
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York City, Ny · principal | 6 | 4 | 0 | ||
| Aventura, Fl | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Avenutra, FL3 employees
- Miami, FL1 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 26, 2026VIEIRA, ADRIANO, DE SOUZA (DEPUTY CEO) appeared on Schedule A between the filings of 2024-03-29 and 2026-08-26peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Aug 26, 2026SAFRA, VICKY (EXECUTRIX) left Schedule A between the filings of 2024-03-29 and 2026-08-26peers: independent wealth managers, $5B to $20B (289)
- wealth RIA private fund surgeCombination · filing Mar 31, 2026a wealth manager (private-client share at least 50 percent) whose private fund count grew by three or more and 50 percent or more. RAUM $4,602,669,883 to $6,257,449,885, advisors 6 to 9, private clients 2881 to 3374, offices 2 to 2 (2025-04-03 to 2026-03-31)peers: independent wealth managers, $5B to $20B (289)
- advisor count surgeChange between filings · filing Mar 31, 2026advisory representatives (Item 5.B.3) moved from 6.0 to 9.0 (+50.0%) between the annual amendments of 2025-04-03 and 2026-03-31; the peer median change was +6.0% (220 comparable advisers, 92.0th percentile of changes)peers: independent wealth managers, $5B to $20B (220) · 92% percentile
- private fund count surgeChange between filings · filing Mar 31, 2026private funds (Schedule D 7.B.1) moved from 4.0 to 7.0 (+75.0%) between the annual amendments of 2025-04-03 and 2026-03-31; the peer median change was 0.0% (71 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $5B to $20B (71) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 2,955 to 3,440Jun 5, 2025 to Mar 31, 2026
- Advisory employees · 6 to 13Jun 5, 2025 to Mar 31, 2026
- Advisory activities · 5 to 6Jun 5, 2025 to Mar 31, 2026
- BD registered reps · 6 to 5Jun 5, 2025 to Mar 31, 2026
- Corporate clients · 70 to 62Jun 5, 2025 to Mar 31, 2026
- HNW clients · 2,581 to 3,079Jun 5, 2025 to Mar 31, 2026
- Individual clients · 300 to 295Jun 5, 2025 to Mar 31, 2026
- Pooled vehicle clients · 3 to 6Jun 5, 2025 to Mar 31, 2026
- Employees · 19 to 22Jun 5, 2025 to Mar 31, 2026
- Financial planning clients · to 0Jun 5, 2025 to Mar 31, 2026
- State-registered IARs · 6 to 9Jun 5, 2025 to Mar 31, 2026
- Private funds · 4 to 7Jun 5, 2025 to Mar 31, 2026
- Discretionary RAUM · $4.5B to $6.2BJun 5, 2025 to Mar 31, 2026
- HNW RAUM · $4.2B to $5.6BJun 5, 2025 to Mar 31, 2026
- Individual RAUM · $133M to $151MJun 5, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $89.9M to $95.6MJun 5, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $81.6M to $244MJun 5, 2025 to Mar 31, 2026
- RAUM · $4.6B to $6.3BJun 5, 2025 to Mar 31, 2026
- Financial planning clients · unset to Apr 3, 2025 to Jun 5, 2025
- Accounts · 2,575 to 2,955Nov 13, 2024 to Apr 3, 2025
- Advisory activities · 6 to 5Nov 13, 2024 to Apr 3, 2025
- Corporate clients · 88 to 70Nov 13, 2024 to Apr 3, 2025
- HNW clients · 2,166 to 2,581Nov 13, 2024 to Apr 3, 2025
- Individual clients · 320 to 300Nov 13, 2024 to Apr 3, 2025
- Pooled vehicle clients · 2 to 3Nov 13, 2024 to Apr 3, 2025
- State-registered IARs · 5 to 6Nov 13, 2024 to Apr 3, 2025
- Private funds · 3 to 4Nov 13, 2024 to Apr 3, 2025
- Discretionary RAUM · $3.6B to $4.5BNov 13, 2024 to Apr 3, 2025
- HNW RAUM · $3.1B to $4.2BNov 13, 2024 to Apr 3, 2025
- Individual RAUM · $125M to $133MNov 13, 2024 to Apr 3, 2025
- Non-discretionary RAUM · $81.0M to $89.9MNov 13, 2024 to Apr 3, 2025
- Pooled vehicle RAUM · unset to 81609468.0Nov 13, 2024 to Apr 3, 2025
- RAUM · $3.7B to $4.6BNov 13, 2024 to Apr 3, 2025
- Other offices · 1 to 2Aug 22, 2024 to Nov 13, 2024
- Accounts · 2,809 to 2,575Mar 31, 2023 to Mar 29, 2024
- Advisory employees · 4 to 6Mar 31, 2023 to Mar 29, 2024
- Advisory activities · 5 to 6Mar 31, 2023 to Mar 29, 2024
- BD registered reps · 4 to 6Mar 31, 2023 to Mar 29, 2024
- Corporate clients · 97 to 88Mar 31, 2023 to Mar 29, 2024
- HNW clients · 2,395 to 2,166Mar 31, 2023 to Mar 29, 2024
Signals
16 dated events
- J. Safra Asset Management Corporation reported RAUM $6.3B, up 36% from $4.6B (2025-06-05 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- J. Safra Asset Management Corporation reported RAUM $4.6B, up 25% from $3.7B (2024-11-13 to 2025-04-03)Apr 3, 2025 · RAUM change · derived
- Joseph Jacob Safra (Shareholder) appeared on Schedule A of J. Safra Asset Management CorporationMar 29, 2024 · Control person joined · fact
- Joseph David Safra (Shareholder) appeared on Schedule A of J. Safra Asset Management CorporationMar 29, 2024 · Control person joined · fact
- Sokol Takaj (Chief Operations Officer) no longer on Schedule A of J. Safra Asset Management Corporation (listed 2022-03-31, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Vicky Safra (Executrix) appeared on Schedule A of J. Safra Asset Management CorporationMar 31, 2022 · Control person joined · fact
- Yacoub Joseph Family - Safra (Shareholder) no longer on Schedule A of J. Safra Asset Management Corporation (listed 2021-09-10, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- J. Safra Asset Management Corporation reported RAUM $3.5B, up 34% from $2.6B (2021-06-28 to 2021-09-10)Sep 10, 2021 · RAUM change · derived
- Harendra Parin Tolia (Chief Investment Officer) appeared on Schedule A of J. Safra Asset Management CorporationJun 28, 2021 · Control person joined · fact
- Bomfim Fernanda Araujo (Chief Compliance Officer) appeared on Schedule A of J. Safra Asset Management CorporationJun 28, 2021 · Control person joined · fact
- Sokol Takaj (Chief Operations Officer) appeared on Schedule A of J. Safra Asset Management CorporationJun 28, 2021 · Control person joined · fact
- J. Safra Asset Management Corporation reported RAUM $2.6B, up 36% from $1.9B (2020-06-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- J. Safra Asset Management Corporation reported RAUM $1.9B, up 30% from $1.5B (2019-11-04 to 2020-05-14)May 14, 2020 · RAUM change · derived
- Travis Russell Otten (Chief Compliance Officer) no longer on Schedule A of J. Safra Asset Management Corporation (listed 2019-11-04, absent 2020-05-14)May 14, 2020 · Control person left · inference
- Godefroy Patrick Barros (Ceo) appeared on Schedule A of J. Safra Asset Management CorporationOct 8, 2019 · Control person joined · fact
- J. Safra Asset Management Corporation reported RAUM $1.6B, up 55% from $1.0B (2017-07-03 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- J. Safra Asset Management Corporation · Independent Sponsorsshared crd · capital_provider
- J. Safra Asset Management Corporation · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 212-704-5500reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 305-682-3800reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 212-704-5571reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/j-safra-asset-management-corporation/myreportedpublic record, Form ADV, Sep 17, 2026
- Website
- JSINVESTMENTS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-704-5553reportedpublic record, Form ADV, Aug 26, 2026
- Contact form
- JSINVESTMENTS.COM/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $695Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026