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RIA / WealthAdvisor27 years in industry

Carlton Edwin Anderson

Advisor at SAVVY

Old Greenwich, CT | NEW YORK, NY

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Search this name across graphsid dfx:ria:bbf92f3a-1aa7-07fa-c5c7-a78dce44af1f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 16, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SAVVY
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 17, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 17, 1999
First registration: Sep 16, 2009
Dual registered: no
Other names: CARLTON EDWIN ANDERSON|CARL ANDERSON|CARLTON EDWIN ANDERSON
IAPD individual key: 2946790

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Savvy	Independent wealth	Sep 11, 2026	n/a	yes	Old Greenwich, CT\|NEW YORK, NY	Current employment
THE DOWLING GROUP WEALTH MANAGEMENT	Independent wealth	Mar 31, 2020	Jan 27, 2026	no	GREENWICH, CT	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Mar 8, 2018	Dec 20, 2019	no	GREENWICH, CT	Previous registration
JANNEY MONTGOMERY SCOTT LLC	Bd affiliated wealth	Jul 6, 2017	Jan 8, 2018	no	DARIEN, CT	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	Jul 10, 2017	no	STAMFORD, CT	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Sep 16, 2009	Mar 25, 2017	no	STAMFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE DOWLING GROUP WEALTH MANAGEMENT	Savvy	Jan 27, 2026	Sep 11, 2026	227	Firm change	RIA to RIA
AMERIPRISE FINANCIAL SERVICES, LLC	THE DOWLING GROUP WEALTH MANAGEMENT	Dec 20, 2019	Mar 31, 2020	102	Firm change	Ibd to RIA
JANNEY MONTGOMERY SCOTT LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Jan 8, 2018	Mar 8, 2018	59	Firm change	Other
MML INVESTORS SERVICES, LLC	JANNEY MONTGOMERY SCOTT LLC	Jul 10, 2017	Jul 6, 2017	-4	Firm change	Other
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other

Relationships

Registered with (6)

→ SAVVYRegistered adviserregistration: current employment
Sep 11, 2026 to presentfactForm ADV
→ THE DOWLING GROUP WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Mar 31, 2020 to Jan 27, 2026factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Mar 8, 2018 to Dec 20, 2019factForm ADV
→ JANNEY MONTGOMERY SCOTT LLCRegistered adviserregistration: previous registration
Jul 6, 2017 to Jan 8, 2018factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2017 to Jul 10, 2017factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 16, 2009 to Mar 25, 2017factForm ADV

Dated events

Occurred
Jan 27, 2026
Advisor changed firm
Carlton Edwin Anderson left The Dowling Group Wealth Management for Savvy (registered 2026-09-11)
Form ADVobserved 4 days ago