DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at BFINANCE US LTD.
Columbus, OH | LONDON
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BFINANCE US LTD. | No RAUM reported | Jun 8, 2026 | n/a | yes | LONDON|Columbus, OH|LONDON | Current employment |
| NORTHERN TRUST INVESTMENTS, INCORPORATED | Asset manager | Jul 5, 2022 | Jul 30, 2026 | no | Tempe, AZ|CHICAGO, IL|Chicago, IL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 2, 2017 | Apr 7, 2022 | no | BELLEVUE, WA|KIRKLAND, WA|PHOENIX, AZ|KIRKLAND, WA|KIRKLAND, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHERN TRUST INVESTMENTS, INCORPORATED | BFINANCE US LTD. | Jul 30, 2026 | Jun 8, 2026 | -52 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | NORTHERN TRUST INVESTMENTS, INCORPORATED | Apr 7, 2022 | Jul 5, 2022 | 89 | Firm change | Other |