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CRD 159903
LONDON
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| Brooke Bowen | n/a | LONDON | CHICAGO, IL | 0 | 11 | 2 | yes |
| Alexander Arturo McHenry | n/a | Columbus, OH | LONDON | 0 | 11 | 2 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BFINANCE ACQUISITION LIMITED | Owner | E | yes | 03/2009 | Jul 3, 2018 | Jun 21, 2024 |
| BFINANCE GROUP HOLDING LIMITED | Owner | E | yes | 04/2016 | Jul 3, 2018 | Jun 21, 2024 |
| BFINANCE HOLDINGS LIMITED | Owner | E | yes | 03/2009 | Jul 3, 2018 | Jun 21, 2024 |
| BFINANCE INTERNATIONAL LIMITED | PARENT COMPANY | E | yes | 09/2011 | Jul 3, 2018 | Jun 21, 2024 |
| GERVAISE-JONES, SAMUEL | Principal | Na | yes | 09/2011 | Jul 3, 2018 | Jun 21, 2024 |
| HAMSARD 3678 LIMITED | Owner | E | yes | 02/2023 | Mar 17, 2023 | Jun 21, 2024 |
| HAMSARD 3689 LIMITED | Owner | E | yes | 02/2023 | Mar 17, 2023 | Jun 21, 2024 |
| LUTEA TRUSTEES LIMITED | Owner | D | yes | 02/2023 | Jul 3, 2018 | Jun 21, 2024 |
| VAFAI, DAVID | CEO/CCO | Na | yes | 09/2011 | Jul 3, 2018 | Jun 21, 2024 |
| VAFAI, DAVID | Beneficiary | F | yes | 10/1999 | Jul 3, 2018 | Jun 21, 2024 |
| GEORGE, KENNETH RONALD | FINOP/CFO | Na | no | 12/2012 | Jul 3, 2018 | Jun 21, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| BFINANCE UK LTD | n/a | n/a | n/a | N | yes | n/a |
| REDBRIDGE GLOBAL MARKETS, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Chicago | IL | United States | 1 | yes |
| n/a | n/a | n/a | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | Jun 21, 2024 | n/a | n/a | 6 | 4 | 2 | n/a | n/a |
| 2023 | Jun 28, 2023 | n/a | n/a | 5 | 3 | 2 | n/a | n/a |
| 2022 | Jun 29, 2022 | n/a | n/a | 4 | 2 | 1 | n/a | n/a |
| 2021 | May 13, 2021 | n/a | n/a | 4 | 2 | 1 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 0 | 2 | 0.0% | 0 | 0 | 0 | 2 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $0 | n/a | n/a | n/a | n/a | 5 | 5 | 5 | 2 |