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RIA / WealthAdvisor26 years in industry

JASON CHARLES COX

Advisor at NORTHPEAK FINANCIAL, INC.

Orlando, FL | FREDERICK, MD

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Search this name across graphsid dfx:ria:bc163ec3-7d26-3a75-c754-c7edd2d541ce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 25, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTHPEAK FINANCIAL, INC.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 28, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jul 28, 2000
First registration: May 25, 2001
Dual registered: no
IAPD individual key: 2998112

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTHPEAK FINANCIAL, INC.	State registered	Jan 4, 2022	n/a	yes	FREDERICK, MD\|Orlando, FL	Current employment
NORTHPEAK FINANCIAL, INC.	State registered	Mar 27, 2007	Dec 31, 2020	no	FREDERICK, MD\|MOUNT AIRY, MD	Previous registration
KOVACK ADVISORS, INC.	Bd affiliated wealth	Aug 15, 2006	Apr 4, 2007	no	FT. LAUDERDALE, FL	Previous registration
KOVACK SECURITIES INC.	n/a	Aug 24, 2005	Aug 15, 2006	no	MOUNT AIRY, MD\|MOUNT AIRY, MD\|FORT LAUDERDALE, FL	Previous registration
OSAIC FA, INC.	Former SEC adviser	May 25, 2001	Aug 30, 2005	no	COLUMBIA, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KOVACK ADVISORS, INC.	NORTHPEAK FINANCIAL, INC.	Apr 4, 2007	Mar 27, 2007	-8	Firm change	Other
KOVACK SECURITIES INC.	KOVACK ADVISORS, INC.	Aug 15, 2006	Aug 15, 2006	0	Firm change	Other
OSAIC FA, INC.	KOVACK SECURITIES INC.	Aug 30, 2005	Aug 24, 2005	-6	Firm change	Other

Relationships

Registered with (4)

→ NORTHPEAK FINANCIAL, INC.Registered adviserregistration: previous registration
Mar 27, 2007 to Dec 31, 2020factForm ADV
→ KOVACK ADVISORS, INC.Registered adviserregistration: previous registration
Aug 15, 2006 to Apr 4, 2007factForm ADV
→ KOVACK SECURITIES INC.Registered adviserregistration: previous registration
Aug 24, 2005 to Aug 15, 2006factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
May 25, 2001 to Aug 30, 2005factForm ADV

Dated events

No dated event names this entity yet.