DFX Intelligence
RIA Intelligence
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Registered advisor
J•••• C•••••• C••
Feed of 09/14/2026
At current firm
4 y
since Jan 4, 2022
In the industry
26 y
since Jul 28, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N•••••••• F••••••••• I••• state registered currentsince Jan 4, 2022 · Frederick, Md
- N•••••••• F••••••••• I••• state registeredMar 27, 2007 to Dec 31, 2020 · Frederick, Md
- K••••• A•••••••• I••• BD affiliatedAug 15, 2006 to Apr 4, 2007 · Ft. Lauderdale, Fl
- K••••• S••••••••• I••• unclassifiedAug 24, 2005 to Aug 15, 2006 · Mount Airy, Md
- O•••• F•• I••• formerMay 25, 2001 to Aug 30, 2005 · Columbia, Md
Moves
a registration end followed by a registration begin elsewhere
- K••••• A•••••••• I••• to N•••••••• F••••••••• I•••left Apr 4, 2007, registered Mar 27, 2007 (-8 days) · Other
- K••••• S••••••••• I••• to K••••• A•••••••• I•••left Aug 15, 2006, registered Aug 15, 2006 (0 days) · Other
- O•••• F•• I••• to K••••• S••••••••• I•••left Aug 30, 2005, registered Aug 24, 2005 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address