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M•••••• M••••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

M•••••• M••••••• M•••••••

Advisor at C••• S••••• P•••••••

Palm Beach Garden, FL | RICHMOND, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bc2a3c2a-acb4-8321-dbfb-a68db7bd0d19

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 13, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• S••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••• S••••• P•••••••	Bd affiliated wealth	Mar 24, 2026	n/a	yes	RICHMOND, VA\|Palm Beach Garden, FL	Current employment
P•••••• W••••• M•••••••• L••	Former SEC adviser	Jul 7, 2020	Mar 31, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• W••••• M•••••••• L••	C••• S••••• P•••••••	Mar 31, 2026	Mar 24, 2026	-7	Firm change	RIA to ibd
K••••• A•••••••• I•••	P•••••• W••••• M•••••••• L••	Jun 22, 2020

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
308969:128545:FL:2026-03-31	Mar 31, 2026	Mar 24, 2026	PALM BEACH GARDENS, FL	Firm change
140808:308969:FL:2020-06-22	Jun 22, 2020	Jul 7, 2020	FT LAUDERDALE, FL	Firm change
8174:140808:FL:2019-06-27	Jun 27, 2019	Jun 4, 2019	PALM BEACH GARDENS, FL	Firm change

Relationships

Registered with (4)

→ C••• S••••• P•••••••Registered adviserregistration: current employment
Mar 24, 2026 to presentfactForm ADV
→ P•••••• W••••• M•••••••• L••Registered adviserregistration: previous registration
Jul 7, 2020 to Mar 31, 2026factForm ADV
→ K••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 4, 2019 to Jun 22, 2020factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

Occurred
Mar 31, 2026
Advisor changed firm
M•••••• M••••••• M••••••• left P•••••• W••••• M•••••••• L•• for C••• S••••• P••••••• (registered 2026-03-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bc2a3c2a-acb4-8321-dbfb-a68db7bd0d19
First observed: Mar 13, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.