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Advisor at INNOVATIVE ASSET ADVISORS GROUP
SHELTON, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INNOVATIVE ASSET ADVISORS GROUP | Independent wealth | Nov 13, 2025 | n/a | yes | SHELTON, CT | Current employment |
| FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC. | Former SEC adviser | Aug 3, 2017 | Dec 22, 2025 | no | SHELTON, CT | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Jan 23, 2004 | Jan 31, 2005 | no | SHELTON, CT | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Feb 13, 2002 | Jan 9, 2004 | no | GREENWICH, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC. | INNOVATIVE ASSET ADVISORS GROUP | Dec 22, 2025 | Nov 13, 2025 | -39 | Firm change after gap | RIA to RIA |
| MSI FINANCIAL SERVICES, INC. | FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC. | Jan 31, 2005 | Aug 3, 2017 | 4,567 | Firm change after gap | Other |
| A. G. EDWARDS & SONS, INC. | MSI FINANCIAL SERVICES, INC. | Jan 9, 2004 | Jan 23, 2004 | 14 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 113526:336773:CT:2025-12-22 | Dec 22, 2025 | Nov 13, 2025 | SHELTON, CT | Firm change after gap |