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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC.

CRD 113526

BETHEL, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f928fb59-1699-2726-9724-033fd36e66cb

Data as of Aug 8, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 6
On other graphs: 0
Observed: Aug 8, 2025 to Aug 8, 2025
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $104MItem 5.F on the latest filing (2025-08-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $104M
Private client RAUM: $103MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 478
Individual clients: 286
High net worth clients: 24
Custody, client assets: $14.8M
SEC number: 801-132837
CRD: 113526
Filings on the tape: 1
First filed: Aug 8, 2025
Latest filed: Aug 8, 2025
Organised: Corporation, CT
Website: fsias.com

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	4	-4	n/a	0	0	0	1	4

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
INNOVATIVE ASSET ADVISORS GROUP	4	Dec 22, 2025	Nov 13, 2025	SHELTON, CT	Firm absorbed	RIA to RIA	100.0%

Relationships

Registered with (4)

← EDWARD ANDREW TOMASKOAdvisorregistration: previous registration
Jan 3, 2019 to Dec 22, 2025factForm ADV
← MARTINO MEZZAAdvisorregistration: previous registration
Aug 3, 2017 to Dec 22, 2025factForm ADV
← KIMBERLY A GIANNONEAdvisorregistration: previous registration
Oct 30, 2023 to Dec 22, 2025factForm ADV
← CAROL A TRULUCKAdvisorregistration: previous registration
Apr 19, 2023 to Dec 22, 2025factForm ADV

Moved with (1)

→ INNOVATIVE ASSET ADVISORS GROUPRegistered adviser4 advisors, firm absorbed, same day
Dec 22, 2025 to Nov 13, 2025factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 22, 2025
Firm absorbed
Financial Strategies Investment Advisor Services, Inc.'s advisors moved to Innovative Asset Advisors Group (Shelton, CT): 4 of 4 registered, on the same day
Form ADVobserved 5 days ago
4 advisors
Occurred
Dec 22, 2025
Advisor changed firm
Carol A Truluck left Financial Strategies Investment Advisor Services, Inc. for Innovative Asset Advisors Group (registered 2025-09-29)
Form ADVobserved 5 days ago
Occurred
Dec 22, 2025
Advisor changed firm
Kimberly A Giannone left Financial Strategies Investment Advisor Services, Inc. for Innovative Asset Advisors Group (registered 2025-09-29)
Form ADVobserved 5 days ago
Occurred
Dec 22, 2025
Advisor changed firm
Edward Andrew Tomasko left Financial Strategies Investment Advisor Services, Inc. for Innovative Asset Advisors Group (registered 2025-11-13)
Form ADVobserved 5 days ago
Occurred
Dec 22, 2025
Advisor changed firm
Martino Mezza left Financial Strategies Investment Advisor Services, Inc. for Innovative Asset Advisors Group (registered 2025-11-13)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Jan 2, 2026
Financial Strategies Investment Advisor Services, Inc. no longer on the SEC adviser roster (last listed 2025-12-20, RAUM $103.9M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f928fb59-1699-2726-9724-033fd36e66cb
First observed: Aug 8, 2025
Last observed: Aug 8, 2025 13 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC.

CRD 113526

BETHEL, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f928fb59-1699-2726-9724-033fd36e66cb

Data as of Aug 8, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:33 PM UTC and rebuilt at most every 15 minutes.

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-4

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

INNOVATIVE ASSET ADVISORS GROUP

Dec 22, 2025

Nov 13, 2025

SHELTON, CT

Firm absorbed

RIA to RIA

100.0%