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CRD 135812
MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ERIC JOHN HUTCHENS | Certified Financial Planner|Chartered Financial Analyst | MINNEAPOLIS, MN | 11 | 24 | 1 | no |
| DEREK JOHN VAN CALLIGAN | Certified Financial Planner | Parker, CO | MINNEAPOLIS, MN | 6 | 10 | 1 | no |
| SAUL ROBERT BAUMANN | Certified Financial Planner | MINNEAPOLIS, MN | 5 | 14 | 1 | no |
| KIMBERLY ANN HAMLIN | Certified Financial Planner | MINNEAPOLIS, MN | 1 | 11 | 6 | no |
| JESSICA DOLMAGE | Certified Financial Planner | MINNEAPOLIS, MN | 0 | 17 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BAUMANN, SAUL, ROBERT | Member | B | yes | 01/2024 | Mar 14, 2024 | May 22, 2024 |
| BROMELKAMP, DAVID, JOHN | MEMBER AND CHIEF EXECUTIVE OFFICER | C | yes | 08/2005 | Mar 1, 2012 | May 22, 2024 |
| CHAPMAN, TYLER, MATTHEW | MEMBER, CHIEF OPERATING OFFICER, AND CHIEF COMPLIANCE OFFICER | A | yes | 01/2017 | Mar 2, 2017 | May 22, 2024 |
| HUTCHENS, ERIC, JOHN | MEMBER, PRESIDENT, AND CHIEF INVESTMENT OFFICER | C | yes | 01/2017 | Mar 2, 2017 | May 22, 2024 |
| VAN CALLIGAN, DEREK, JOHN | Member | A | yes | 01/2024 | Mar 14, 2024 | May 22, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 13, 2026 | $577M | $577M | 12 | 4 | 1 | n/a | n/a |
| 2024 | Feb 5, 2025 | $417M | $417M | 12 | 5 | 1 | n/a | n/a |
| 2023 | Mar 14, 2024 | $396M | $396M | 12 | 5 | 1 | n/a | n/a |
| 2022 | Mar 8, 2023 | $343M | $343M | 12 | 5 | 1 | n/a | n/a |
| 2021 | Mar 23, 2022 | $375M | $375M | 12 | 5 | 1 | n/a | n/a |
| 2020 | Feb 25, 2021 | $340M | $340M | 12 | 5 | 0 | n/a | n/a |
| 2019 | Apr 24, 2020 | $313M | $313M | 12 | 5 | 0 | n/a | n/a |
| 2018 | Mar 18, 2019 | $255M | $255M | 11 | 4 | 0 | n/a | n/a |
| 2017 | Mar 15, 2018 | $253M | $253M | 11 | 4 | 0 | n/a | n/a |
| 2016 | Mar 2, 2017 | $223M | $223M | 10 | 3 | n/a | n/a | n/a |
| 2015 | Mar 15, 2016 | $204M | $204M | 10 | 4 | n/a | n/a | n/a |
| 2014 | Mar 9, 2015 | $219M | $219M | 9 | 3 | n/a | n/a | n/a |
| 2013 | Mar 17, 2014 | $206M | $206M | 8 | 3 | n/a | n/a | n/a |
| 2012 | Mar 11, 2013 | $157M | $157M | 7 | 3 | n/a | n/a | n/a |
| 2011 | Mar 1, 2012 | $140M | $140M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 2 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $577M | $417M | 38.4% | $343M | 18.9% | 12 | 12 | 1 | 1 |