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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

LORI ANN HODGE

Advisor at COMPREHENSIVE CAPITAL MANAGEMENT, INC.

TOTOWA, NJ | Mars, PA | MARS, PA | BEAVER, PA

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Search this name across graphsid dfx:ria:bc6dcb57-e474-c8ad-bfd7-b9a69002d6cd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 22, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMPREHENSIVE CAPITAL MANAGEMENT, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 17, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 1
Exams: S63|S65
First exam: May 17, 1999
First registration: Aug 22, 2002
Dual registered: yes, broker-dealer
Other names: LORI HODGE
IAPD individual key: 3221948

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AURORA PRIVATE WEALTH, INC.	Independent wealth	Feb 21, 2024	n/a	yes	BEAVER, PA\|MARS, PA\|TOTOWA, NJ	Current employment
COMPREHENSIVE CAPITAL MANAGEMENT, INC.	Independent wealth	Sep 20, 2010	n/a	yes	TOTOWA, NJ\|BEAVER, PA\|Mars, PA	Current employment
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Oct 28, 2005	Sep 23, 2010	no	BEAVER, PA\|EL SEGUNDO, CA\|MARS, PA	Previous registration
BLUE VASE SECURITIES, LLC	n/a	Feb 25, 2004	Dec 31, 2005	no	BEAVER, PA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Aug 22, 2002	Sep 13, 2002	no	BEAVER, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISOR NETWORKS LLC	COMPREHENSIVE CAPITAL MANAGEMENT, INC.	Sep 23, 2010	Sep 20, 2010	-3	Firm change	Other
BLUE VASE SECURITIES, LLC	CETERA ADVISOR NETWORKS LLC	Dec 31, 2005	Oct 28, 2005	-64	Firm change after gap	Other
EQUITABLE ADVISORS, LLC	BLUE VASE SECURITIES, LLC	Sep 13, 2002	Feb 25, 2004	530	Firm change after gap	Other

Relationships

Registered with (5)

→ AURORA PRIVATE WEALTH, INC.Registered adviserregistration: current employment
Feb 21, 2024 to presentfactForm ADV
→ COMPREHENSIVE CAPITAL MANAGEMENT, INC.Registered adviserregistration: current employment
Sep 20, 2010 to presentfactForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Oct 28, 2005 to Sep 23, 2010factForm ADV
→ BLUE VASE SECURITIES, LLCRegistered adviserregistration: previous registration
Feb 25, 2004 to Dec 31, 2005factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 22, 2002 to Sep 13, 2002factForm ADV

Dated events

No dated event names this entity yet.