RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• A•• H••••
- A••••• P•••••• W•••••• I••• independent RIA currentsince Feb 21, 2024 · Beaver, Pa
- C••••••••• C•••••• M••••••••• I••• independent RIA currentsince Sep 20, 2010 · Totowa, Nj
- C••••• A•••••• N••••••• L•• formerOct 28, 2005 to Sep 23, 2010 · Beaver, Pa
- B••• V••• S••••••••• L•• unclassifiedFeb 25, 2004 to Dec 31, 2005 · Beaver, Pa
- E•••••••• A•••••••• L•• national BDAug 22, 2002 to Sep 13, 2002 · Beaver, Pa
- C••••• A•••••• N••••••• L•• to C••••••••• C•••••• M••••••••• I•••left Sep 23, 2010, registered Sep 20, 2010 (-3 days) · Other
- B••• V••• S••••••••• L•• to C••••• A•••••• N••••••• L••left Dec 31, 2005, registered Oct 28, 2005 (-64 days) · Other
- E•••••••• A•••••••• L•• to B••• V••• S••••••••• L••left Sep 13, 2002, registered Feb 25, 2004 (530 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address