DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••••• F•••••••• N••••••••
Legal name S•••••• F•••••••• N•••••••• L••
Latest filing Mar 29, 2026
First filing on the tape Jun 5, 2025 · 3 filings
SEC status approved since Jul 7, 2025
RAUM
$148M
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
90%
$133M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$49.4M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$148M as of Mar 29, 2026
Jun 5, 2025$111M then
HNW client RAUM$120M as of Mar 29, 2026
Jun 5, 2025$92.1M then
State-registered IARs (5.B.3)3 as of Mar 29, 2026
Jun 5, 20252 then
Employees (5.A)3 as of Mar 29, 2026
Jun 5, 20252 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 29, 2026; every figure names its basis
Archetypes, each a printed rule
- i••••••••• boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $49.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 40derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $243,044derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 91%derivedof RAUM
- Institutional
- 10%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $38.8M, 73 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$120M81%
- Individuals$13.1M8.9%
- Pension and profit-sharing plans$12.7M8.6%
- Charitable organizations$2.5M1.7%
- Individual clients
- 42reported
- HNW clients
- 77reported
- Pension plan clients
- 13reported
- Charitable clients
- 1reported
- Accounts
- 610reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $38.8M for 73 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.9 fund_share=0.0 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A•••• D•••• H••••••Certified Financial Planner | Portland, Or | Jul 25, 2019 | 18 y | 1 |
| K••••• R• A••••••• | Portland, Or | Feb 12, 2021 | 11 y | 0 |
| A••••• S•••••• | Portland, Or | Dec 4, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J•••• B••••••• M•••••• to P•••••••• F•••••••• P••••••• L••Sep 13, 2023 · RIA to a state-registered adviser
- S•••• M••••••• F••• to P•••••• F•••••• L••Jan 3, 2023 · RIA to a state-registered adviser
- S•••• M•••••• E••••• to I••••••••• P••••••••• A•••••••• L••May 14, 2018 · RIA to RIA
- T•••••• A•••••• D••••• to S••••••••• W••••• M••••••••• L••Jul 31, 2012 · Other
Joined, latest
- J•••• B••••••• M•••••• from S••••••• I••••••••• A•••••••• I•••Jan 20, 2023 · Other
- A•••• D•••• H•••••• from C•••••• W••••• M••••••••• L••Jul 25, 2019 · Other
- S•••• M•••••• E••••• from S••••••••• W••••• M••••••••• L••Jan 2, 2015 · Other
- T•••••• A•••••• D••••• from C•••••• W••••• M••••••••• L••Jul 13, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Portland, Or · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 29, 2026custody of client assets (Item 9.A): no on the filing of 2025-11-26, yes on the filing of 2026-03-29peers: WEALTH_I•••••••••, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 552 to 610Nov 26, 2025 to Mar 29, 2026
- Advisory employees · 2 to 3Nov 26, 2025 to Mar 29, 2026
- HNW clients · 58 to 77Nov 26, 2025 to Mar 29, 2026
- Individual clients · 41 to 42Nov 26, 2025 to Mar 29, 2026
- Pension plan clients · unset to 13.0Nov 26, 2025 to Mar 29, 2026
- Assets in custody · unset to 38818392.0Nov 26, 2025 to Mar 29, 2026
- Custody of client assets · false to trueNov 26, 2025 to Mar 29, 2026
- Employees · 2 to 3Nov 26, 2025 to Mar 29, 2026
- State-registered IARs · 2 to 3Nov 26, 2025 to Mar 29, 2026
- Organization form · Corporation to Limited Liability CompanyNov 26, 2025 to Mar 29, 2026
- Discretionary RAUM · $111M to $136MNov 26, 2025 to Mar 29, 2026
- HNW RAUM · $92.1M to $120MNov 26, 2025 to Mar 29, 2026
- Individual RAUM · $17.0M to $13.1MNov 26, 2025 to Mar 29, 2026
- Non-discretionary RAUM · $0 to $12.7MNov 26, 2025 to Mar 29, 2026
- Pension RAUM · unset to 12693334.0Nov 26, 2025 to Mar 29, 2026
- RAUM · $111M to $148MNov 26, 2025 to Mar 29, 2026
- Legal name · S•••••• F•••••••• N••••••••, INC. to S•••••• F•••••••• N•••••••• LLCJun 5, 2025 to Nov 26, 2025
Signals
2 dated events
- J•••• B••••••• M•••••• left S•••••• F•••••••• N•••••••• for P•••••••• F•••••••• P••••••• L•• (registered 2023-10-06)Sep 13, 2023 · Advisor changed firm · fact
- S•••• M••••••• F••• left S•••••• F•••••••• N•••••••• for P•••••• F•••••• L•• (registered 2022-09-15)Jan 3, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 503-212-4565reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 888-739-7369reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- portlandwealthadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 888-739-7369reportedpublic record, Form ADV, Mar 29, 2026
- Team page
- skylinefinancialnw.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $49.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026