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Advisor at JANNEY MONTGOMERY SCOTT LLC
Hunt Valley, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | Nov 6, 2023 | n/a | yes | Hunt Valley, MD | Current employment |
| UNITED CAPITAL FINANCIAL ADVISORS | Independent wealth | Nov 2, 2015 | Nov 9, 2023 | no | Hunt Valley, MD|TOWSON, MD|Timonium, MD | Previous registration |
| PSA FINANCIAL ADVISORS INC | Former SEC adviser | May 20, 2008 | Oct 30, 2015 | no | HUNT VALLEY, MD | Previous registration |
| TOWER SQUARE SECURITIES, INC. | Former SEC adviser | Oct 3, 2005 | Aug 18, 2006 | no | SOMERSET, NJ|ISELIN, NJ | Previous registration |
| WALNUT STREET SECURITIES, INC. | Former SEC adviser | Jun 21, 2005 | Aug 18, 2006 | no | SOMERSET, NJ|ISELIN, NJ | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Jun 21, 2005 | May 12, 2008 | no | ALLENTOWN, PA|ELKRIDGE, MD|SOMERSET, NJ|ISELIN, NJ | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Jun 21, 2005 | Aug 18, 2006 | no | SOMERSET, NJ|ISELIN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UNITED CAPITAL FINANCIAL ADVISORS | JANNEY MONTGOMERY SCOTT LLC | Nov 9, 2023 | Nov 6, 2023 | -3 | Firm change | RIA to ibd |
| PSA FINANCIAL ADVISORS INC | UNITED CAPITAL FINANCIAL ADVISORS | Oct 30, 2015 | Nov 2, 2015 | 3 | Firm change | Other |
| MSI FINANCIAL SERVICES, INC. | TOWER SQUARE SECURITIES, INC. | May 12, 2008 | Oct 3, 2005 | -952 | Firm change after gap | Other |
| WALNUT STREET SECURITIES, INC. | NEW ENGLAND SECURITIES CORPORATION | Aug 18, 2006 | Jun 21, 2005 | -423 | Firm change after gap | Other |
| NEW ENGLAND SECURITIES CORPORATION | MSI FINANCIAL SERVICES, INC. | Aug 18, 2006 | Jun 21, 2005 | -423 | Firm change after gap | Other |
| TOWER SQUARE SECURITIES, INC. | PSA FINANCIAL ADVISORS INC | Aug 18, 2006 | May 20, 2008 | 641 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110802:134600:MD:2015-10-30 | Oct 30, 2015 | Nov 2, 2015 | HUNT VALLEY, MD | Firm change |