DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Laurence Seiden
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Laurence Edward Seiden
At current firm
2 y
since Nov 6, 2023
In the industry
21 y
since Mar 26, 2005 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
8
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Janney Montgomery Scott LLC BD affiliated currentsince Nov 6, 2023 · Hunt Valley, Md
- United Capital Financial Advisors independent RIANov 2, 2015 to Nov 9, 2023 · Hunt Valley, Md
- Psa Financial Advisors Inc formerMay 20, 2008 to Oct 30, 2015 · Hunt Valley, Md
- Tower Square Securities, Inc. formerOct 3, 2005 to Aug 18, 2006 · Somerset, Nj
- Walnut Street Securities, Inc. formerJun 21, 2005 to Aug 18, 2006 · Somerset, Nj
- Msi Financial Services, Inc. formerJun 21, 2005 to May 12, 2008 · Allentown, Pa
- New England Securities Corporation formerJun 21, 2005 to Aug 18, 2006 · Somerset, Nj
Moves
a registration end followed by a registration begin elsewhere
- United Capital Financial Advisors to Janney Montgomery Scott LLCleft Nov 9, 2023, registered Nov 6, 2023 (-3 days) · RIA to affiliated broker-dealer or bank
- Psa Financial Advisors Inc to United Capital Financial Advisorsleft Oct 30, 2015, registered Nov 2, 2015 (3 days) · Other · moved with a team
- Msi Financial Services, Inc. to Tower Square Securities, Inc.left May 12, 2008, registered Oct 3, 2005 (-952 days) · Other
- Walnut Street Securities, Inc. to New England Securities Corporationleft Aug 18, 2006, registered Jun 21, 2005 (-423 days) · Other
- New England Securities Corporation to Msi Financial Services, Inc.left Aug 18, 2006, registered Jun 21, 2005 (-423 days) · Other
- Tower Square Securities, Inc. to Psa Financial Advisors Incleft Aug 18, 2006, registered May 20, 2008 (641 days) · Other
Signals
- Laurence Seiden left United Capital Financial Advisors for Janney Montgomery Scott Llc (registered 2023-11-06)Nov 9, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address