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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

PSA FINANCIAL ADVISORS INC

CRD 110802

HUNT VALLEY, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d3c3a7d7-fe48-8639-28d3-5d2ee27a5dd2

Data as of Jun 1, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 0
On other graphs: 0
Observed: Feb 8, 2012 to Jun 1, 2017
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
SEC number: 801-56821
CRD: 110802
Filings on the tape: 19
First filed: Feb 8, 2012
Latest filed: Jun 1, 2017
Organised: Corporation, Maryland

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ENGLISH, CRAIG, A	DIRECTOR OF INSURANCE	F	yes	05/2009	Feb 8, 2012	Jun 1, 2017
LEWIS, TREVOR, CHARLES	Owner	E	yes	05/2009	Feb 8, 2012	Jun 1, 2017
LEWIS, TREVOR, CHARLES	CHIEF COMPLIANCE OFFICER	Na	yes	09/2016	Feb 8, 2012	Jun 1, 2017
PSA HOLDINGS, INC	CORPORATE OWNER	E	yes	05/2009	Feb 8, 2012	Jun 1, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PSA HOLDINGS, INC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Jun 21, 2016	n/a	n/a	2	0	n/a	n/a	n/a
2015	Jun 12, 2015	$206M	$201M	17	16	n/a	n/a	n/a
2014	Jun 19, 2014	$189M	$189M	23	22	n/a	n/a	n/a
2013	Jul 8, 2013	$2.2B	$169M	25	23	n/a	n/a	n/a
2012	Jun 14, 2012	$154M	$154M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	n/a	$206M	n/a	$2.2B	n/a	1	17	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
UNITED CAPITAL FINANCIAL ADVISORS	2	Oct 30, 2015	Nov 2, 2015	HUNT VALLEY, MD	Team lift out	Other	66.7%

Relationships

Controls (3)

← ENGLISH, CRAIG, AOwnerDIRECTOR OF INSURANCE, ownership code F, individual
Feb 8, 2012 to presentfactForm ADV
← LEWIS, TREVOR, CHARLESOwnerOWNER, ownership code E, individual
Feb 8, 2012 to presentfactForm ADV
← PSA HOLDINGS, INCOwnerCORPORATE OWNER, ownership code E, domestic entity
Feb 8, 2012 to presentfactForm ADV

Registered with (13)

← Donna M TeetsAdvisorregistration: previous registration
Jan 1, 2001 to Oct 7, 2016factForm ADV
← John B TroyAdvisorregistration: previous registration
Jan 7, 2013 to Oct 30, 2015factForm ADV
← LAURENCE SEIDENAdvisorregistration: previous registration
May 20, 2008 to Oct 30, 2015factForm ADV
← CHRISTOPHER EDWARD PORTNERAdvisorregistration: previous registration
Jan 1, 1999 to Sep 22, 2015factForm ADV
← CHAD JEREMY WILSONAdvisorregistration: previous registration
Sep 30, 2008 to Aug 25, 2014factForm ADV
← Jania Elaine StoutAdvisorregistration: previous registration
Mar 23, 2009 to Aug 19, 2014factForm ADV
← VICTOR LEE LOMBARDIAdvisorregistration: previous registration
Jun 25, 2009 to Aug 8, 2011factForm ADV
← DOUGLAS CHARLES TYSONAdvisorregistration: previous registration
Jun 21, 2010 to Feb 25, 2011factForm ADV
← ROGER IRVIN BAIRAdvisorregistration: previous registration
Oct 21, 1996 to May 19, 2008factForm ADV
← MICHAEL RAYMOND PERHACAdvisorregistration: previous registration
Jan 6, 2006 to Jul 20, 2007factForm ADV
← RONALD J CAMPBELLAdvisorregistration: previous registration
Dec 8, 2006 to Jan 8, 2007factForm ADV
← BRIAN ALAN AKERSAdvisorregistration: previous registration
Jul 24, 1997 to Feb 27, 2006factForm ADV
← JEFFERY LARRY AKERSAdvisorregistration: previous registration
Aug 28, 2002 to Feb 27, 2006factForm ADV

Moved with (1)

→ UNITED CAPITAL FINANCIAL ADVISORSRegistered adviser2 advisors, team lift out, same day
Oct 30, 2015 to Nov 2, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d3c3a7d7-fe48-8639-28d3-5d2ee27a5dd2
First observed: Feb 8, 2012
Last observed: Jun 1, 2017 113 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PSA FINANCIAL ADVISORS INC

CRD 110802

HUNT VALLEY, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d3c3a7d7-fe48-8639-28d3-5d2ee27a5dd2

Data as of Jun 1, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:45 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ENGLISH, CRAIG, A

DIRECTOR OF INSURANCE

yes

05/2009

Feb 8, 2012

Jun 1, 2017

LEWIS, TREVOR, CHARLES

Owner

yes

05/2009

Feb 8, 2012

Jun 1, 2017

LEWIS, TREVOR, CHARLES

CHIEF COMPLIANCE OFFICER

yes

09/2016

Feb 8, 2012

Jun 1, 2017

PSA HOLDINGS, INC

CORPORATE OWNER

yes

05/2009

Feb 8, 2012

Jun 1, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PSA HOLDINGS, INC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Jun 21, 2016

n/a

2015

Jun 12, 2015

$206M

$201M

n/a

2014

Jun 19, 2014

$189M

n/a

2013

Jul 8, 2013

$2.2B

$169M

n/a

2012

Jun 14, 2012

$154M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

n/a

$206M

n/a

$2.2B

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

UNITED CAPITAL FINANCIAL ADVISORS

Oct 30, 2015

Nov 2, 2015

HUNT VALLEY, MD

Team lift out

Other

66.7%