T••• D••• H•••

Advisor at C•••••• I••••••••• A••••••• S•••••••• L••

RALEIGH, NC | FAYETTEVILLE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bc8c2526-c9a2-cc22-5c85-890317f15d00

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 4, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• I••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 11, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• I••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Mar 11, 2022	n/a	yes	RALEIGH, NC\|FAYETTEVILLE, NC	Current employment
W•••• F•••• A•••••••	Wirehouse	Apr 2, 2004	Mar 10, 2022	no	FAYETTEVILLE, NC\|LAURINBURG, NC\|FAYETTEVILLE, NC\|FAYETTEVILLE, NC\|CLINTON, NC\|FAYETTEVILLE, NC\|LAURINBURG, NC\|RALEIGH, NC\|ELIZABETHTOWN, NC\|FAYETTEVILLE, NC\|FAYETTEVILLE, NC\|LUMBERTON, NC\|FAYETTEVILLE, NC\|RALEIGH, NC\|WILMINGTON, NC\|FAYETTEVILLE, NC\|LUMBERTON, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	C•••••• I••••••••• A••••••• S•••••••• L••	Mar 10, 2022	Mar 11, 2022	1	Firm change	Wirehouse to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	W•••• F•••• A•••••••	Mar 31, 2004	Apr 2, 2004

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:149124:NC:2022-03-10	Mar 10, 2022	Mar 11, 2022	LUMBERTON, NC	Firm change

Relationships

Registered with (3)

→ C•••••• I••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Mar 11, 2022 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 2, 2004 to Mar 10, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 4, 2002 to Mar 31, 2004factForm ADV

Dated events

Occurred
Mar 10, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bc8c2526-c9a2-cc22-5c85-890317f15d00
First observed: Sep 4, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.