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CRD 164136
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| CHRISTOPHER SEAN KIPER | n/a | BEVERLY HILLS, CA | 1 | 16 | 1 | no |
| RAYMOND THEODORE WHITE | n/a | BEVERLY HILLS, CA | 1 | 20 | 1 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| LEGION PARTNERS, L.P. I | Hedge Fund | $401M | Feb 2, 2024 | 2 | May 25, 2012 | reported | 021-209391 |
| LEGION PARTNERS, L.P. II | Hedge Fund | $33.8M | Feb 2, 2024 | 40 | Sep 19, 2014 | reported | 021-224526 |
| LEGION PARTNERS SPECIAL OPPROTUNITIES, LP XII | Hedge Fund | $25.8M | Apr 3, 2020 | 36 | Mar 19, 2020 | dropped | 021-335640 |
| LEGION PARTNERSHIP SPECIAL OPPORTUNITIES, L.P. VIII | Hedge Fund | $10.2M | Jan 2, 2020 | 13 | Mar 26, 2018 | dropped | 021-301250 |
| LEGION PARTNERSHIP SPECIAL OPPORTUNITIES, L.P. VI | Hedge Fund | $9.2M | Oct 4, 2017 | 18 | Jun 14, 2017 | dropped | 021-288530 |
| LEGION PARTNERS SPECIAL OPPORTUNITIES, L.P. IV | Hedge Fund | $6.8M | Oct 4, 2017 | 9 | Mar 23, 2017 | dropped | 021-253239 |
| LEGION PARTNERS OFFSHORE I SP I | Hedge Fund | $5.1M | Mar 24, 2023 | 14 | Mar 28, 2022 | reported | 021-386250 |
| LEGION PARTNERSHIP SPECIAL OPPORTUNITIES, L.P. II | Hedge Fund | $4.8M | Mar 26, 2021 | 30 | Mar 24, 2016 | dropped | 021-253239 |
| LEGION PARTNERS SPECIAL OPPORTUNITIES, LP XVI | Hedge Fund | $3.8M | Feb 2, 2024 | 23 | Mar 28, 2022 | reported | 021-398186 |
| LEGION PARTNERSHIP SPECIAL OPPORTUNITIES, L.P. VII | Hedge Fund | $3.8M | May 10, 2018 | 3 | Sep 15, 2017 | dropped | 021-292764 |
| LEGION PARTNERS SPECIAL OPPORTUNITIES, LP XIV | Hedge Fund | $3.6M | Feb 2, 2024 | 13 | Mar 26, 2021 | reported | 021-379677 |
| LEGION PARTNERS SPECIAL OPPORTUNITIES, LP XI | Hedge Fund | $3.5M | Feb 2, 2024 | 27 | Mar 19, 2020 | reported | 021-333258 |
| LEGION PARTNERSHIP SPECIAL OPPORTUNITIES, L.P. V | Hedge Fund | $3.5M | May 10, 2018 | 12 | Jun 14, 2017 | dropped | 021-280038 |
| LEGION PARTNERS SPECIAL OPPORTUNITIES, LP XVIII | Hedge Fund | $3.3M | Mar 24, 2023 | 16 | Mar 28, 2022 | reported | 021-421343 |
| LEGION PARTNERSHIP SPECIAL OPPORTUNITIES, L.P. IX | Hedge Fund | $1.8M | Jan 2, 2020 | 17 | Mar 28, 2019 | dropped | 021-311353 |
| LEGION PARTNERS SPECIAL OPPORTUNITIES, LP XV | Hedge Fund | $959,000 | Nov 3, 2022 | 12 | Mar 26, 2021 | dropped | 021-379679 |
| LEGION PARTNERS SPECIAL OPPORTUNITIES, LP XVII | Hedge Fund | $732,000 | Mar 24, 2023 | 17 | Mar 28, 2022 | reported | 021-405757 |
| LEGION PARTNERS SPECIAL OPPORTUNITIES, L.P. III | Hedge Fund | $61,000 | Oct 4, 2017 | 3 | Mar 23, 2017 | dropped | 021-253239 |
| LEGION PARTNERSHIP SPECIAL OPPORTUNITIES, L.P. I | Hedge Fund | $0 | Feb 2, 2024 | 0 | Sep 19, 2014 | reported | 021-220539 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| KATZ, DAVID, ALAN | CHIEF OPERATING OFFICER | Na | yes | 01/2014 | Sep 19, 2014 | Feb 2, 2024 |
| KIPER, CHRISTOPHER, SEAN | Member | C | yes | 04/2012 | May 25, 2012 | Feb 2, 2024 |
| KIPER, CHRISTOPHER, SEAN | PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE | Na | yes | 04/2012 | May 25, 2012 | Feb 2, 2024 |
| LEGION PARTNERS HOLDINGS, LLC | Member | E | yes | 04/2012 | May 25, 2012 | Feb 2, 2024 |
| VIZI, BRADLEY, SCOTT | Member | C | yes | 04/2012 | May 25, 2012 | Feb 2, 2024 |
| WHITE, RAYMOND, THEODORE | Member | C | yes | 04/2012 | May 25, 2012 | Feb 2, 2024 |
| WHITE, RAYMOND, THEODORE | PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE, CHIEF COMPLIANCE OFFICER | Na | yes | 04/2012 | May 25, 2012 | Feb 2, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| LEGION PARTNERS, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Jan 28, 2026 | $201M | $201M | 4 | 3 | 1 | 5 | n/a |
| 2024 | Mar 12, 2025 | $219M | $219M | 4 | 3 | 1 | 5 | n/a |
| 2023 | Feb 2, 2024 | $446M | $446M | 5 | 4 | 1 | 6 | $446M |
| 2022 | Mar 24, 2023 | $336M | $336M | 7 | 5 | 1 | 9 | $336M |
| 2021 | Mar 28, 2022 | $509M | $509M | 7 | 5 | 1 | 10 | $509M |
| 2020 | Mar 26, 2021 | $456M | $456M | 7 | 5 | 1 | 7 | $456M |
| 2019 | Mar 19, 2020 | $393M | $393M | 6 | 5 | 1 | 6 | $393M |
| 2018 | Mar 28, 2019 | $377M | $377M | 6 | 5 | 1 | 6 | $377M |
| 2017 | Mar 26, 2018 | $335M | $335M | 6 | 5 | 1 | 7 | $335M |
| 2016 | Mar 23, 2017 | $168M | $168M | 5 | 4 | n/a | 6 | $153M |
| 2015 | Mar 24, 2016 | $230M | $230M | 5 | 4 | n/a | 4 | $63.0M |
| 2014 | Mar 30, 2015 | $87.8M | $87.8M | 5 | 4 | n/a | 3 | $71.9M |
| 2013 | Apr 1, 2014 | $61.0M | $61.0M | 5 | 4 | n/a | 1 | $50.0M |
| 2012 | Feb 20, 2013 | $258M | $8.0M | 5 | 3 | n/a | 1 | $0 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 2 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $201M | $219M | -8.2% | $336M | -15.7% | 4 | 4 | 1 | 1 |