DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••••• P••••••• A•••• M••••••••• L••
Latest filing Jan 28, 2026
First filing on the tape May 25, 2012 · 43 filings
SEC status approved since Jun 4, 2012
RAUM
$201M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$100M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
5
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$201M as of Jan 28, 2026
Feb 20, 2013$258M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Jan 28, 2026
Feb 20, 20130 then
Employees (5.A)4 as of Jan 28, 2026
Feb 20, 20135 then
Private funds5 as of Jan 28, 2026
Feb 20, 20131 then
RAUM -8.2% over the last fiscal year-16% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Jan 28, 2026; every figure names its basis
- RAUM per advisor
- $100MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $40.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -8.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$201M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••••••••• S••• K•••• | Beverly Hills, Ca | May 13, 2025 | 16 y | 1 |
| R•••••• T••••••• W•••• | Beverly Hills, Ca | Aug 11, 2025 | 20 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R•••••• T••••••• W•••• from S••••••••• G••••• L••Aug 11, 2025 · Other
- C••••••••• S••• K•••• from S••••••••• G••••• L••May 13, 2025 · Other
Private funds
19 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L••••• P•••••••• L••• I• | Hedge Fund | $401M | 2 | May 25, 2012 |
| L••••• P•••••••• L••• I• | Hedge Fund | $33.8M | 40 | Sep 19, 2014 |
| L••••• P••••••• S•••••• O••••••••• L• X••no longer reported | Hedge Fund | $25.8M | 36 | Mar 19, 2020 |
| L••••• P••••••••• S•••••• O••••••••• L••• V•••no longer reported | Hedge Fund | $10.2M | 13 | Mar 26, 2018 |
| L••••• P••••••••• S•••••• O••••••••• L••• V•no longer reported | Hedge Fund | $9.2M | 18 | Jun 14, 2017 |
| L••••• P••••••• S•••••• O••••••••• L••• I•no longer reported | Hedge Fund | $6.8M | 9 | Mar 23, 2017 |
| L••••• P••••••• O••••••• I• S• I• | Hedge Fund | $5.1M | 14 | Mar 28, 2022 |
| L••••• P••••••••• S•••••• O••••••••• L••• I•no longer reported | Hedge Fund | $4.8M | 30 | Mar 24, 2016 |
| L••••• P••••••• S•••••• O••••••••• L• X•• | Hedge Fund | $3.8M | 23 | Mar 28, 2022 |
| L••••• P••••••••• S•••••• O••••••••• L••• V••no longer reported | Hedge Fund | $3.8M | 3 | Sep 15, 2017 |
| L••••• P••••••• S•••••• O••••••••• L• X•• | Hedge Fund | $3.6M | 13 | Mar 26, 2021 |
| L••••• P••••••• S•••••• O••••••••• L• X• | Hedge Fund | $3.5M | 27 | Mar 19, 2020 |
| L••••• P••••••••• S•••••• O••••••••• L••• V•no longer reported | Hedge Fund | $3.5M | 12 | Jun 14, 2017 |
| L••••• P••••••• S•••••• O••••••••• L• X•••• | Hedge Fund | $3.3M | 16 | Mar 28, 2022 |
| L••••• P••••••••• S•••••• O••••••••• L••• I•no longer reported | Hedge Fund | $1.8M | 17 | Mar 28, 2019 |
| L••••• P••••••• S•••••• O••••••••• L• X•no longer reported | Hedge Fund | $959,000 | 12 | Mar 26, 2021 |
| L••••• P••••••• S•••••• O••••••••• L• X••• | Hedge Fund | $732,000 | 17 | Mar 28, 2022 |
| L••••• P••••••• S•••••• O••••••••• L••• I••no longer reported | Hedge Fund | $61,000 | 3 | Mar 23, 2017 |
| L••••• P••••••••• S•••••• O••••••••• L••• I• | Hedge Fund | $0 | 0 | Sep 19, 2014 |
Owners and control persons
Schedule A and B, latest filing
- K•••• D••••• A••• · Chief Operating Officercontrolsince 01/2014 · owns less than 5%
- K••••• C••••••••• S••• · Partner, Member Of Investment And Management Committeecontrolsince 04/2012 · owns less than 5%
- W••••• R••••••• T••••••• · Partner, Member Of Investment And Management Committee, Chief Compliance Officercontrolsince 04/2012 · owns less than 5%
- K••••• C••••••••• S••• · Membercontrolsince 04/2012 · owns 25% to 50% of L••••• P••••••• H•••••••• L••
- V•••• B••••••• S•••• · Membercontrolsince 04/2012 · owns 25% to 50% of L••••• P••••••• H•••••••• L••
- W••••• R••••••• T••••••• · Membercontrolsince 04/2012 · owns 25% to 50% of L••••• P••••••• H•••••••• L••
Entity owners
- L••••• P••••••• H•••••••• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- L••••• P•••••••• L••pooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Beverly Hills, Ca | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Discretionary RAUM · $219M to $201MOct 16, 2025 to Jan 28, 2026
- Pooled vehicle RAUM · $219M to $201MOct 16, 2025 to Jan 28, 2026
- RAUM · $219M to $201MOct 16, 2025 to Jan 28, 2026
- Financial planning clients · 0 to 0Mar 12, 2025 to Oct 16, 2025
- Accounts · 6 to 5Feb 2, 2024 to Mar 12, 2025
- Advisory employees · 4 to 3Feb 2, 2024 to Mar 12, 2025
- Pooled vehicle clients · 6 to 5Feb 2, 2024 to Mar 12, 2025
- Employees · 5 to 4Feb 2, 2024 to Mar 12, 2025
- Private funds · 6 to 5Feb 2, 2024 to Mar 12, 2025
- Discretionary RAUM · $446M to $219MFeb 2, 2024 to Mar 12, 2025
- Pooled vehicle RAUM · $446M to $219MFeb 2, 2024 to Mar 12, 2025
- RAUM · $446M to $219MFeb 2, 2024 to Mar 12, 2025
- Accounts · 9 to 6Mar 24, 2023 to Feb 2, 2024
- Advisory employees · 5 to 4Mar 24, 2023 to Feb 2, 2024
- Pooled vehicle clients · 9 to 6Mar 24, 2023 to Feb 2, 2024
- Employees · 7 to 5Mar 24, 2023 to Feb 2, 2024
- Private funds · 9 to 6Mar 24, 2023 to Feb 2, 2024
- Discretionary RAUM · $336M to $446MMar 24, 2023 to Feb 2, 2024
- Pooled vehicle RAUM · $336M to $446MMar 24, 2023 to Feb 2, 2024
- RAUM · $336M to $446MMar 24, 2023 to Feb 2, 2024
- Accounts · 10 to 9Nov 3, 2022 to Mar 24, 2023
- Advisory activities · 3 to 2Nov 3, 2022 to Mar 24, 2023
- Pooled vehicle clients · 10 to 9Nov 3, 2022 to Mar 24, 2023
- Private funds · 10 to 9Nov 3, 2022 to Mar 24, 2023
- Discretionary RAUM · $509M to $336MNov 3, 2022 to Mar 24, 2023
- Pooled vehicle RAUM · $509M to $336MNov 3, 2022 to Mar 24, 2023
- RAUM · $509M to $336MNov 3, 2022 to Mar 24, 2023
- Accounts · 7 to 10Mar 26, 2021 to Mar 28, 2022
- Pooled vehicle clients · 7 to 10Mar 26, 2021 to Mar 28, 2022
- Private funds · 7 to 10Mar 26, 2021 to Mar 28, 2022
- Discretionary RAUM · $456M to $509MMar 26, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $456M to $509MMar 26, 2021 to Mar 28, 2022
- RAUM · $456M to $509MMar 26, 2021 to Mar 28, 2022
- Accounts · 6 to 7Apr 3, 2020 to Mar 26, 2021
- Pooled vehicle clients · 6 to 7Apr 3, 2020 to Mar 26, 2021
- Employees · 6 to 7Apr 3, 2020 to Mar 26, 2021
- State-registered IARs · 5 to 3Apr 3, 2020 to Mar 26, 2021
- Private funds · 6 to 7Apr 3, 2020 to Mar 26, 2021
- Discretionary RAUM · $393M to $456MApr 3, 2020 to Mar 26, 2021
- Pooled vehicle RAUM · $393M to $456MApr 3, 2020 to Mar 26, 2021
Signals
3 dated events
- L••••• P••••••• A•••• M••••••••• L•• reported RAUM $218.8M, down 51% from $446.0M (2024-02-02 to 2025-03-12)Mar 12, 2025 · RAUM change · derived
- L••••• P••••••• A•••• M••••••••• L•• reported RAUM $446.0M, up 33% from $335.9M (2023-03-24 to 2024-02-02)Feb 2, 2024 · RAUM change · derived
- L••••• P••••••• A•••• M••••••••• L•• reported RAUM $335.9M, down 34% from $509.0M (2022-11-03 to 2023-03-24)Mar 24, 2023 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- L•••••PARTNERS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 424-253-1774reportedpublic record, Form ADV, Jan 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $100Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026