DFX Intelligence

R••••• S•••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

R••••• S•••• S••••

Advisor at M••••• W••••• M••••••••• L••

KNOXVILLE, TN | KANSAS CITY, MO

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Search this name across graphsid dfx:ria:bcbaf038-afa7-afbc-2a56-51c43789b0b1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 18, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 23, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• W••••• M••••••••• L••	Independent wealth	Jul 8, 2024	n/a	yes	KNOXVILLE, TN\|KANSAS CITY, MO	Current employment
C• • J• W••••• A•••••••	Former SEC adviser	Oct 8, 2010	Jul 15, 2024	no	KNOXVILLE, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C• • J• W••••• A•••••••	M••••• W••••• M••••••••• L••	Jul 15, 2024	Jul 8, 2024	-7	Firm change	RIA to RIA
I••••••••• M••••••••• A••••••••• L••	C• • J• W••••• A•••••••	Aug 18, 2003	Oct 8, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
133293:324624:TN:2024-07-15	Jul 15, 2024	Jul 8, 2024	KNOXVILLE, TN	Firm change

Relationships

Registered with (3)

→ M••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jul 8, 2024 to presentfactForm ADV
→ C• • J• W••••• A•••••••Registered adviserregistration: previous registration
Oct 8, 2010 to Jul 15, 2024factForm ADV
→ I••••••••• M••••••••• A••••••••• L••Registered adviserregistration: previous registration
Apr 18, 2003 to Aug 18, 2003factForm ADV

Dated events

Occurred
Jul 15, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bcbaf038-afa7-afbc-2a56-51c43789b0b1
First observed: Apr 18, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.