DFX Intelligence
Reading the graph
Reading the graph
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Advisor at I••••••••• I••••••••• S•••••••• I••
ALBERT LEA, MN | Overland Park, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I••••••••• I••••••••• S•••••••• I•• | Mixed wealth | Jan 2, 2024 | n/a | yes | Overland Park, KS|ALBERT LEA, MN | Current employment |
| T••• W••••• • C•••••• | Former SEC adviser | Mar 27, 2015 | Mar 29, 2024 | no | OVERLAND PARK, KS|OVERLAND PARK, KS |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T••• W••••• • C•••••• | I••••••••• I••••••••• S•••••••• I•• | Mar 29, 2024 | Jan 2, 2024 | -87 | Firm change after gap | Other |
| R••••••• F•••••••• S••••••••• | T••• W••••• • C•••••• | Jul 2, 2015 | Mar 27, 2015 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 174841:107498:KS:2024-03-29 | Mar 29, 2024 | Jan 2, 2024 | OVERLAND PARK, KS | Firm change after gap |
| 153247:174841:MD:2015-07-02 | Jul 2, 2015 | Mar 27, 2015 | ROCKVILLE, MD | Firm change after gap |
| R••••••• F•••••••• S••••••••• | Independent wealth | Jul 22, 2013 | Jul 2, 2015 | no | OVERLAND PARK, KS|ROCKVILLE, MD | Previous registration |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Oct 14, 2010 | Jul 22, 2013 | no | DES MOINES, IA|OVERLAND PARK, KS|RED OAK, IA | Previous registration |
| W•••••• • R••• | Former SEC adviser | Jul 28, 2009 | Oct 14, 2010 | no | SHAWNEE, KS | Previous registration |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Feb 7, 2005 | Apr 27, 2007 | no | LENEXA, KS|LENEXA, KS | Previous registration |
| -97 |
| Firm change after gap |
| Other |
| V••• F•••••••• A•••••••• I••• | R••••••• F•••••••• S••••••••• | Jul 22, 2013 | Jul 22, 2013 | 0 | Firm change | Other |
| W•••••• • R••• | V••• F•••••••• A•••••••• I••• | Oct 14, 2010 | Oct 14, 2010 | 0 | Firm change | Other |
| V••• F•••••••• A•••••••• I••• | W•••••• • R••• | Apr 27, 2007 | Jul 28, 2009 | 823 | Firm change after gap | Other |