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T••• W••••• • C•••••• LLC, CRD 174841
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B•••••••• K••••••• E••••• | CHIEF FINANCIAL OFFICER | C | yes | 04/2021 | Apr 7, 2022 | Nov 21, 2023 |
| P••••••• B••••• T••••• | CHIEF OPERATING OFFICER, PERSONAL WEALTH MANAGER | A | yes | 01/2023 | Mar 15, 2023 | Nov 21, 2023 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2022 | Mar 15, 2023 | $126M | $122M | 8 | 4 | 0 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2022 | $126M | n/a | n/a | n/a | n/a | 8 | n/a | 0 | n/a |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| I••••••••• I••••••••• S•••••••• I•• | 4 | Mar 29, 2024 | Jan 2, 2024 | OVERLAND PARK, KS | Firm absorbed | Other | 100.0% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| R••••••• F•••••••• S••••••••• | 2 | Jul 2, 2015 | Jun 29, 2015 | ROCKVILLE, MD | Team lift out | Other | 12.5% |
| CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER |
| C |
| yes |
| 01/2015 |
| Apr 7, 2022 |
| Nov 21, 2023 |