J•••• A• P•••••

Advisor at P••• A••••• S••••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bcd8c6a0-8715-ca91-cca1-282dc884406a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 5, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• A••••• S••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 20, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• A••••• S••••••••• L••	Bd affiliated wealth	Aug 11, 2022	n/a	yes	Washington Court House, OH\|WEST CHESTER, OH\|DAYTON, OH	Current employment
9••• W••••• M••••••••• L••	Former SEC adviser	Nov 11, 2020	Aug 1, 2022	no	BLUE ASH, OH

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
9••• W••••• M••••••••• L••	P••• A••••• S••••••••• L••	Aug 1, 2022	Aug 11, 2022	10	Firm change	RIA to ibd
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	9••• W••••• M••••••••• L••	Oct 15, 2020	Nov 11, 2020

Relationships

Registered with (6)

→ P••• A••••• S••••••••• L••Registered adviserregistration: current employment
Aug 11, 2022 to presentfactForm ADV
→ 9••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 11, 2020 to Aug 1, 2022factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Apr 17, 2015 to Oct 15, 2020factForm ADV
→ C••••• I••••••••• A••••••• L••

Dated events

Occurred
Aug 1, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bcd8c6a0-8715-ca91-cca1-282dc884406a
First observed: Apr 5, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.