DFX Intelligence

C••• E•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant29 years in industry

C••• E•••••• S••••••

Advisor at M••••• G••••• A••••••• I•••

DENVER, CO | Bend, OR

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Search this name across graphsid dfx:ria:bcf3297f-f42e-f9d2-5921-0a3a45482d78

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 15, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• G••••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 29, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• G••••• A••••••• I•••	Independent wealth	Sep 30, 2025	n/a	yes	Bend, OR\|DENVER, CO	Current employment
M• L••••• A•••••••• L••	Former SEC adviser	Nov 17, 2017	Mar 12, 2026	no	BEND, OR\|BEND, OR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M• L••••• A•••••••• L••	M••••• G••••• A••••••• I•••	Mar 12, 2026	Sep 30, 2025	-163	Firm change after gap	RIA to RIA
S•• I••••••••• I•••	M• L••••• A•••••••• L••	Nov 17, 2017	Nov 17, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
290675:147363:OR:2026-03-12	Mar 12, 2026	Sep 30, 2025	BEND, OR	Firm change after gap

Relationships

Registered with (4)

→ M••••• G••••• A••••••• I•••Registered adviserregistration: current employment
Sep 30, 2025 to presentfactForm ADV
→ M• L••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 17, 2017 to Mar 12, 2026factForm ADV
→ S•• I••••••••• I•••Registered adviserregistration: previous registration
Jul 18, 2008 to Nov 17, 2017factForm ADV
→ T••••••• I••••••••• M••••••••• I•••

Dated events

Occurred
Mar 12, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bcf3297f-f42e-f9d2-5921-0a3a45482d78
First observed: Apr 15, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.