RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••• E•••••• S••••••
- M••••• G••••• A••••••• I••• independent RIA currentsince Sep 30, 2025 · Bend, Or
- M• L••••• A•••••••• L•• formerNov 17, 2017 to Mar 12, 2026 · Bend, Or
- S•• I••••••••• I••• formerJul 18, 2008 to Nov 17, 2017 · Bend, Or
- T••••••• I••••••••• M••••••••• I••• BD affiliatedApr 15, 2005 to Jul 22, 2008 · Bend, Or
- M• L••••• A•••••••• L•• to M••••• G••••• A••••••• I•••left Mar 12, 2026, registered Sep 30, 2025 (-163 days) · RIA to RIA · moved with a team
- S•• I••••••••• I••• to M• L••••• A•••••••• L••left Nov 17, 2017, registered Nov 17, 2017 (0 days) · Other
- T••••••• I••••••••• M••••••••• I••• to S•• I••••••••• I•••left Jul 22, 2008, registered Jul 18, 2008 (-4 days) · Other
- C••• E•••••• S•••••• left M• L••••• A•••••••• L•• for M••••• G••••• A••••••• I••• (registered 2025-09-30)Mar 12, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address