DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
F••••••• C•••••• M••••••••• I••
Latest filing Mar 25, 2026
First filing on the tape Mar 28, 2012 · 20 filings
SEC status approved since Dec 17, 2019
RAUM
$200M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$200M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$66.6M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$200M as of Mar 25, 2026
Mar 28, 2012$81.8M then
HNW client RAUM$165M as of Mar 25, 2026
Mar 18, 2020$67.2M then
State-registered IARs (5.B.3)3 as of Mar 25, 2026
Mar 18, 20204 then
Employees (5.A)4 as of Mar 25, 2026
Mar 18, 20205 then
Private funds: no history
RAUM +11% over the last fiscal year+11% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $66.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 58derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.6%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$165M82%
- Individuals$35.2M18%
- Charitable organizations$135,0000.1%
- Individual clients
- 110reported
- HNW clients
- 63reported
- Pension plan clients
- 0reported
- Charitable clients
- 3reported
- Accounts
- 176reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••• A•••• G•••••••• | Media, Pa | Jun 11, 1993 | 36 y | 0 |
| T••••• P•••••• G•••••••• | Media, Pa | Mar 27, 2012 | 18 y | 0 |
| C•••••• G••••• | Media, Pa | Sep 26, 2024 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- B•••• J•••••• H••••• to G•• F•••••••• S••••••••• L••Aug 12, 2024 · RIA to RIA
- S•••• R•••••• I••••• to G•••• C••••• I••••••••• M•••••••••Mar 19, 2009 · Other
- W•••••• L••••••• H•••• to H••••• • C••• L••Aug 30, 2005 · Other
- M••• A•••• T••••• to R••••••••• A••••••• G••••Oct 31, 2003 · Other
- M•••••• J••• G••••• to B•••••••• C•••••• M••••••••• I•••Jan 13, 2003 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••••••• T•••••• A•••• · President,Chief Compliance Officercontrolsince 01/1990 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Media, Pa · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 25, 2026HNW share of RAUM moved from 48.0% to 82.0% between the annual amendments of 2025-03-19 and 2026-03-25peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 175 to 176Mar 19, 2025 to Mar 25, 2026
- Charity clients · 1 to 3Mar 19, 2025 to Mar 25, 2026
- HNW clients · 34 to 63Mar 19, 2025 to Mar 25, 2026
- Individual clients · 140 to 110Mar 19, 2025 to Mar 25, 2026
- Discretionary RAUM · $180M to $200MMar 19, 2025 to Mar 25, 2026
- HNW RAUM · $87.0M to $165MMar 19, 2025 to Mar 25, 2026
- Individual RAUM · $92.5M to $35.2MMar 19, 2025 to Mar 25, 2026
- RAUM · $180M to $200MMar 19, 2025 to Mar 25, 2026
- Accounts · 121 to 175Dec 4, 2024 to Mar 19, 2025
- HNW clients · 20 to 34Dec 4, 2024 to Mar 19, 2025
- Individual clients · 100 to 140Dec 4, 2024 to Mar 19, 2025
- Financial planning clients · 51-100 to 51-100Dec 4, 2024 to Mar 19, 2025
- Discretionary RAUM · $161M to $180MDec 4, 2024 to Mar 19, 2025
- HNW RAUM · $75.0M to $87.0MDec 4, 2024 to Mar 19, 2025
- Individual RAUM · $86.2M to $92.5MDec 4, 2024 to Mar 19, 2025
- RAUM · $161M to $180MDec 4, 2024 to Mar 19, 2025
- Accounts · 123 to 121Mar 7, 2023 to Mar 22, 2024
- HNW clients · 47 to 20Mar 7, 2023 to Mar 22, 2024
- Individual clients · 76 to 100Mar 7, 2023 to Mar 22, 2024
- Discretionary RAUM · $146M to $161MMar 7, 2023 to Mar 22, 2024
- HNW RAUM · $105M to $75.0MMar 7, 2023 to Mar 22, 2024
- Individual RAUM · $39.8M to $86.2MMar 7, 2023 to Mar 22, 2024
- RAUM · $146M to $161MMar 7, 2023 to Mar 22, 2024
- Accounts · 145 to 123Oct 18, 2022 to Mar 7, 2023
- HNW clients · 44 to 47Oct 18, 2022 to Mar 7, 2023
- Individual clients · 78 to 76Oct 18, 2022 to Mar 7, 2023
- Discretionary RAUM · $145M to $146MOct 18, 2022 to Mar 7, 2023
- HNW RAUM · $85.4M to $105MOct 18, 2022 to Mar 7, 2023
- Individual RAUM · $58.1M to $39.8MOct 18, 2022 to Mar 7, 2023
- RAUM · $145M to $146MOct 18, 2022 to Mar 7, 2023
- Advisory employees · 4 to 3Mar 8, 2022 to Oct 18, 2022
- Employees · 5 to 4Mar 8, 2022 to Oct 18, 2022
- State-registered IARs · 4 to 3Mar 8, 2022 to Oct 18, 2022
- Accounts · 122 to 145Aug 12, 2021 to Mar 8, 2022
- Discretionary RAUM · $123M to $145MAug 12, 2021 to Mar 8, 2022
- Individual RAUM · $36.1M to $58.1MAug 12, 2021 to Mar 8, 2022
- RAUM · $123M to $145MAug 12, 2021 to Mar 8, 2022
- Accounts · 118 to 122Jun 26, 2020 to Mar 1, 2021
- HNW clients · 52 to 44Jun 26, 2020 to Mar 1, 2021
- Individual clients · 65 to 78Jun 26, 2020 to Mar 1, 2021
Signals
4 dated events
- B•••• J•••••• H••••• left F••••••• C•••••• M••••••••• I•• for G•• F•••••••• S••••••••• L•• (registered 2024-07-24)Aug 12, 2024 · Advisor changed firm · fact
- Anthony Vincent Griffith (Shareholder) no longer on Schedule A of F••••••• C•••••• M••••••••• I•• (listed 2012-09-26, absent 2019-11-15)Nov 15, 2019 · Control person left · inference
- C•••••• M•••••• Ritter (Shareholder) no longer on Schedule A of F••••••• C•••••• M••••••••• I•• (listed 2012-09-26, absent 2019-11-15)Nov 15, 2019 · Control person left · inference
- F••••••• C•••••• M••••••••• I•• filed its initial SEC registration (Form ADV)Nov 15, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- pgoldsmith@flagshipcap.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 610-565-9580reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 610-565-9580reportedpublic record, Form ADV, Mar 25, 2026
- Team page
- flagshipcap.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $66.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026