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RIA Intelligence

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Registered advisor

C•••••• A•• M•••

S••••• W••••• P••••••• L••independent RIAEdina, Mn IA-onlyIAPD 5581614

Feed of 09/14/2026

Also filed as C•••••• Ann Paulson

At current firm

4 y

since Mar 7, 2022

In the industry

15 y

since Jul 12, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Director of Operationsreportedsiebenwp.comfirm site, Sep 16, 2026
Professional profile: linkedin.com/in/corissa-moos-46b2ab60reportedsiebenwp.comfirm site, Sep 16, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

S••••• W••••• P••••••• L•• independent RIA current
since Mar 7, 2022 · Edina, Mn
R•• C•••••• M••••••• L•• national BD
Nov 10, 2015 to Jan 15, 2022 · Minneapolis, Mn
M••••• S•••••• wirehouse
Oct 31, 2013 to Oct 13, 2015 · Chicago, Il
R•• C•••••• M••••••• L•• national BD
Jul 13, 2011 to Sep 20, 2013 · Edina, Mn

Moves

a registration end followed by a registration begin elsewhere

R•• C•••••• M••••••• L•• to S••••• W••••• P••••••• L••
left Jan 15, 2022, registered Mar 7, 2022 (51 days) · Affiliated broker-dealer or bank to independent RIA
M••••• S•••••• to R•• C•••••• M••••••• L••
left Oct 13, 2015, registered Nov 10, 2015 (28 days) · Wirehouse to affiliated broker-dealer or bank
R•• C•••••• M••••••• L•• to M••••• S••••••
left Sep 20, 2013, registered Oct 31, 2013 (41 days) · Affiliated broker-dealer or bank to wirehouse

Signals

C•••••• A•• M••• left R•• C•••••• M••••••• L•• for S••••• W••••• P••••••• L•• (registered 2022-03-07)
Jan 15, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address