This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CETERA INVESTMENT ADVISERS LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 1, 2007earliest registration or exam on IAPD

Years in industry

19derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

3

Current registrations

2

Registered states

1

Exams

S63|S65

First exam

Jun 12, 2009

First registration

Jun 26, 2009

Dual registered

yes, broker-dealer

Other names

DAVID JAMES KING

IAPD individual key

1433235

• Occurred

  Feb 5, 2024
  Advisor changed firm

  David J King left Stratos Wealth Advisors Llc for Avantax Advisory Services (registered 2024-02-14)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:bd2d8a0e-316f-8231-e17e-aad9a9b3daed

First observed

Jun 26, 2009

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.