DFX Intelligence

D•••• D• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

D•••• D• F•••••

Advisor at H•••••• C•••••• A••••••• L••

CRANBERRY TWP, PA

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Search this name across graphsid dfx:ria:bd977107-3f1c-14af-8080-dc669a91285e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Oct 26, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• C•••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• C•••••• A••••••• L••	Independent wealth	Aug 11, 2025	n/a	yes	CRANBERRY TWP, PA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Nov 29, 2023	Aug 1, 2025	no	SAN DIEGO, CA\|MOON TWP, PA\|Moon Twp, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	H•••••• C•••••• A••••••• L••	Aug 1, 2025	Aug 11, 2025	10	Firm change	Ibd to RIA
C•••••••• I••••••••• R••••••• A•••••••• I•••	L•• F•••••••• L••	Dec 8, 2023	Nov 29, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
134139:6413:PA:2023-12-08	Dec 8, 2023	Nov 29, 2023	MOON TWP, PA	Firm change

Relationships

Registered with (6)

→ H•••••• C•••••• A••••••• L••Registered adviserregistration: current employment
Aug 11, 2025 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 29, 2023 to Aug 1, 2025factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Dec 8, 2022 to Dec 8, 2023factForm ADV
→ C••••••• • C••• I•••

Dated events

Occurred
Aug 1, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 8, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 8, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bd977107-3f1c-14af-8080-dc669a91285e
First observed: Oct 26, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.