DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• D• F•••••

H•••••• C•••••• A••••••• L••independent RIACranberry Twp, Padual registrantIAPD 6665537

Certified Financial Planner

Feed of 09/14/2026

Also filed as Derek Duhon Finney

At current firm

1 y

since Aug 11, 2025

In the industry

13 y

since Aug 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Financial Advisorreportedhoffman-capital.comfirm site, Sep 16, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

H•••••• C•••••• A••••••• L•• independent RIA current
since Aug 11, 2025 · Cranberry Twp, Pa
L•• F•••••••• L•• BD affiliated
Nov 29, 2023 to Aug 1, 2025 · San Diego, Ca
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Dec 8, 2022 to Dec 8, 2023 · Moon Twp., Pa
C••••••• • C••• I••• former
Nov 23, 2022 to Jun 1, 2023 · Moon Township, Pa
P•• W••••• M••••••••• BD affiliated
Aug 19, 2019 to Nov 8, 2022 · Pittsburgh, Pa
H••••••••• I••• former
Oct 26, 2018 to May 31, 2019 · Pittsburgh, Pa

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to H•••••• C•••••• A••••••• L••
left Aug 1, 2025, registered Aug 11, 2025 (10 days) · Affiliated broker-dealer or bank to independent RIA
C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••
left Dec 8, 2023, registered Nov 29, 2023 (-9 days) · Affiliated broker-dealer or bank to another · moved with a team
C••••••• • C••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Jun 1, 2023, registered Dec 8, 2022 (-175 days) · corporate re-registration, not a move
P•• W••••• M••••••••• to C••••••• • C••• I•••
left Nov 8, 2022, registered Nov 23, 2022 (15 days) · Affiliated broker-dealer or bank to another
H••••••••• I••• to P•• W••••• M•••••••••
left May 31, 2019, registered Aug 19, 2019 (80 days) · RIA to affiliated broker-dealer or bank

Signals

Derek D. Finney left Lpl Financial Llc for Hoffman Capital Advisors Llc (registered 2025-08-11)
Aug 1, 2025 · Advisor changed firm · fact
Derek D. Finney left Cambridge Investment Research Advisors, Inc. for Lpl Financial Llc (registered 2023-11-29)
Dec 8, 2023 · Advisor changed firm · fact
Derek D. Finney left Pnc Wealth Management for Cantella & Co., Inc. (registered 2022-11-23)
Nov 8, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address