DFX Intelligence

4••• G••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

4••• G••

401(K) GPS, LLC, CRD 169877

BRIGHTON, MI

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Search this name across graphsid dfx:ria:bda65021-5d1d-8683-7ecc-694aaf0b9021

Data as of Mar 31, 2017 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 2
On other graphs: 0
Observed: Nov 22, 2013 to Mar 31, 2017
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 3
Advisory employees: 1
SEC number: 801-78872
CRD: 169877
Filings on the tape: 12
First filed

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••••• A•••••• P••••••	PRINCIPAL OWNER/PRESIDENT	E	yes	12/2012	Nov 22, 2013	Mar 31, 2017
R••••••• K••••••• N•••••	CHIEF COMPLIANCE OFFICER	Na	yes	03/2016	Mar 23, 2016	Mar 31, 2017

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E•••••••• W••••• M••••••••• L••	n/a	Former SEC adviser	$1.4B	Y	yes	n/a
E•••••••• F•••••••• P•••••••• I••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 31, 2017	n/a	n/a	3	1	n/a	n/a	n/a
2015	Mar 23, 2016

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	n/a	n/a	n/a	n/a	n/a	3	4	n/a	n/a

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
E• W••••• A•••••••	3	Nov 16, 2017	Jan 16, 2025	BRIGHTON, MI	Firm absorbed	Other	75.0%

Relationships

Affiliated with (2)

→ E•••••••• W••••• M••••••••• L••Registered adviserother investment adviser, control, common control
factForm ADV
→ F••••••••• I••••••••• L••Registered adviserother investment adviser, common control
factForm ADV

Controls (2)

← H•••••• A•••••• P••••••OwnerPRINCIPAL OWNER/PRESIDENT, ownership code E, individual
Nov 22, 2013 to presentfactForm ADV
← R••••••• K••••••• N•••••Owner

Dated events

Occurred
Nov 22, 2013
Succession filed (Item 4)
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 22, 2013
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bda65021-5d1d-8683-7ecc-694aaf0b9021
First observed: Nov 22, 2013
Last observed: Mar 31, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.