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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

FORTUNATUS INVESTMENTS, LLC

CRD 171013

BRIGHTON, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:21fe7af7-05d1-9b0d-89ab-70365c8a3a7b

Data as of Mar 15, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Jun 6, 2014 to Mar 15, 2021
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 8
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Individual clients: 0
High net worth clients: 0
SEC number: 801-79906
CRD: 171013
Filings on the tape: 13
First filed: Jun 6, 2014
Latest filed: Mar 15, 2021
Organised: Limited Liability Company, Michigan

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHECHEL, MICHAEL, ROBERT	BOARD OF MANAGERS	B	yes	02/2017	Jun 6, 2014	Mar 15, 2021
EWM CAPITAL, LLC	MICHIGAN LIMITED LIABILITY COMPANY	E	yes	12/2016	Mar 30, 2017	Mar 15, 2021
HERZOG, ALBERT, PINGREE	BOARD OF MANAGERS	B	yes	02/2017	Jun 6, 2014	Mar 15, 2021
KULESZA, ADAM, R	BOARD OF MANAGERS	B	yes	02/2017	Jun 6, 2014	Mar 15, 2021
LAY, MICHAEL, JAMES	BOARD OF MANAGERS, CHIEF OPERATING OFFICER	A	yes	02/2017	Nov 17, 2015	Mar 15, 2021
RITSEMA, KYRSTIN, NICOLE	CHIEF COMPLIANCE OFFICER	Na	yes	03/2016	Mar 22, 2016	Mar 15, 2021
WICKHAM, CODY, EDWARD	CHIEF INFORMATION SECURITY OFFICER	Na	yes	11/2015	Nov 17, 2015	Mar 15, 2021
BARBER, GREGORY, JOSEPH	MANAGING DIRECTOR, BOARD OF MANAGERS	B	no	02/2017	Mar 31, 2015	Mar 15, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
EXECUTIVE WEALTH MANAGEMENT, LLC	n/a	Former SEC adviser	$1.4B	N	yes	n/a
EWM LEGAL SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a
EWM TAX SOLUTIONS, LLC	n/a	n/a	n/a	N	yes	n/a
EXECUTIVE FINANCIAL PLANNING, INC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 15, 2021	n/a	n/a	8	7	0	n/a	n/a
2019	Mar 27, 2020	n/a	n/a	8	7	0	n/a	n/a
2018	Mar 7, 2019	n/a	n/a	8	7	0	n/a	n/a
2017	Mar 12, 2018	n/a	n/a	8	7	0	n/a	n/a
2016	Mar 30, 2017	n/a	n/a	8	7	n/a	n/a	n/a
2015	Mar 22, 2016	n/a	n/a	9	7	n/a	n/a	n/a
2014	Feb 2, 2015	n/a	n/a	5	4	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	n/a	n/a	n/a	n/a	n/a	8	8	0	0

Relationships

Affiliated with (2)

→ EXECUTIVE WEALTH MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← 401K GPSRegistered adviserother investment adviser, common control
factForm ADV

Controls (7)

← HERZOG, ALBERT, PINGREEOwnerBOARD OF MANAGERS, ownership code B, individual
Jun 6, 2014 to presentfactForm ADV
← CHECHEL, MICHAEL, ROBERTOwnerBOARD OF MANAGERS, ownership code B, individual
Jun 6, 2014 to presentfactForm ADV
← KULESZA, ADAM, ROwnerBOARD OF MANAGERS, ownership code B, individual
Jun 6, 2014 to presentfactForm ADV
← RITSEMA, KYRSTIN, NICOLEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 22, 2016 to presentfactForm ADV
← LAY, MICHAEL, JAMESOwnerBOARD OF MANAGERS, CHIEF OPERATING OFFICER, ownership code A, individual
Nov 17, 2015 to presentfactForm ADV
← WICKHAM, CODY, EDWARDOwnerCHIEF INFORMATION SECURITY OFFICER, ownership code NA, individual
Nov 17, 2015 to presentfactForm ADV
← EWM CAPITAL, LLCOwnerMICHIGAN LIMITED LIABILITY COMPANY, ownership code E, domestic entity
Mar 30, 2017 to presentfactForm ADV

Owns (1)

← BARBER, GREGORY, JOSEPHOwnerMANAGING DIRECTOR, BOARD OF MANAGERS, ownership code B, individual
Mar 31, 2015 to presentfactForm ADV

Dated events

Occurred
Jun 6, 2014
First Form ADV filing
Fortunatus Investments, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:21fe7af7-05d1-9b0d-89ab-70365c8a3a7b
First observed: Jun 6, 2014
Last observed: Mar 15, 2021 67 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FORTUNATUS INVESTMENTS, LLC

CRD 171013

BRIGHTON, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:21fe7af7-05d1-9b0d-89ab-70365c8a3a7b

Data as of Mar 15, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:49 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHECHEL, MICHAEL, ROBERT

BOARD OF MANAGERS

yes

02/2017

Jun 6, 2014

Mar 15, 2021

EWM CAPITAL, LLC

MICHIGAN LIMITED LIABILITY COMPANY

yes

12/2016

Mar 30, 2017

Mar 15, 2021

HERZOG, ALBERT, PINGREE

BOARD OF MANAGERS

yes

02/2017

Jun 6, 2014

Mar 15, 2021

KULESZA, ADAM, R

BOARD OF MANAGERS

yes

02/2017

Jun 6, 2014

Mar 15, 2021

LAY, MICHAEL, JAMES

BOARD OF MANAGERS, CHIEF OPERATING OFFICER

yes

02/2017

Nov 17, 2015

Mar 15, 2021

RITSEMA, KYRSTIN, NICOLE

CHIEF COMPLIANCE OFFICER

yes

03/2016

Mar 22, 2016

Mar 15, 2021

WICKHAM, CODY, EDWARD

CHIEF INFORMATION SECURITY OFFICER

yes

11/2015

Nov 17, 2015

Mar 15, 2021

BARBER, GREGORY, JOSEPH

MANAGING DIRECTOR, BOARD OF MANAGERS

02/2017

Mar 31, 2015

Mar 15, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

EXECUTIVE WEALTH MANAGEMENT, LLC

n/a

Former SEC adviser

$1.4B

yes

n/a

EWM LEGAL SERVICES, LLC

n/a

yes

n/a

EWM TAX SOLUTIONS, LLC

n/a

yes

n/a

EXECUTIVE FINANCIAL PLANNING, INC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 15, 2021

n/a

2019

Mar 27, 2020

n/a

2018

Mar 7, 2019

n/a

2017

Mar 12, 2018

n/a

2016

Mar 30, 2017

n/a

2015

Mar 22, 2016

n/a

2014

Feb 2, 2015

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

n/a