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Advisor at LPL FINANCIAL LLC
GLEN ALLEN, VA | Front Royal, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 6, 2024 | n/a | yes | GLEN ALLEN, VA|Front Royal, VA | Current employment |
| MOMENTUM INDEPENDENT NETWORK INC. | Bd affiliated wealth | Jul 13, 2021 | May 7, 2024 | no | Front Royal, VA|DALLAS, TX | Previous registration |
| CAPITOL SECURITIES MANAGEMENT, INC. | Independent wealth | Apr 17, 2009 | Jul 13, 2021 | no | FRONT ROYAL, VA|RESTON, VA|GLEN ALLEN, VA | Previous registration |
| ANDERSON & STRUDWICK, INCORPORATED | Former SEC adviser | Apr 4, 2005 | Apr 3, 2009 | no | FRONT ROYAL, VA|RICHMOND, VA | Previous registration |
| A&S CAPITAL ADVISORS, INC. | n/a | Nov 22, 2002 | Apr 4, 2005 | no | RICHMOND, VA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Jul 13, 1995 | Nov 27, 2002 | no | RICHMOND, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MOMENTUM INDEPENDENT NETWORK INC. | LPL FINANCIAL LLC | May 7, 2024 | May 6, 2024 | -1 | Firm change | Ibd to ibd |
| CAPITOL SECURITIES MANAGEMENT, INC. | MOMENTUM INDEPENDENT NETWORK INC. | Jul 13, 2021 | Jul 13, 2021 | 0 | Firm change | RIA to ibd |
| ANDERSON & STRUDWICK, INCORPORATED | CAPITOL SECURITIES MANAGEMENT, INC. | Apr 3, 2009 | Apr 17, 2009 | 14 | Firm change | Other |
| A&S CAPITAL ADVISORS, INC. | ANDERSON & STRUDWICK, INCORPORATED | Apr 4, 2005 | Apr 4, 2005 | 0 | Firm change | Other |
| MORGAN STANLEY DW INC. | A&S CAPITAL ADVISORS, INC. | Nov 27, 2002 | Nov 22, 2002 | -5 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 17587:6413:TX:2024-05-07 | May 7, 2024 | May 6, 2024 | DALLAS, TX | Firm change |