DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Mkt Advisors LLC
Latest filing Aug 17, 2026
First filing on the tape Apr 4, 2012 · 49 filings
SEC status approved since May 11, 2012
RAUM
$464M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
94%
$436M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$116M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
49 filings and snapshots on the tape
RAUM$464M as of Aug 17, 2026
Mar 14, 2013$211M then
HNW client RAUM$355M as of Aug 17, 2026
Mar 8, 2018$142M then
State-registered IARs (5.B.3)4 as of Aug 17, 2026
Mar 14, 20133 then
Employees (5.A)6 as of Aug 17, 2026
Mar 14, 20133 then
Private funds: no history
RAUM +9.7% over the last fiscal year+9.4% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Aug 17, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $116MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 94derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $467,958derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 5.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.8%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $145M, 163 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$355M77%
- Individuals$80.4M17%
- Charitable organizations$24.0M5.2%
- Corporations and businesses$3.9M0.8%
- Individual clients
- 237reported
- HNW clients
- 137reported
- Pension plan clients
- n/areported
- Charitable clients
- 9reported
- Accounts
- 991reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $145M for 163 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Taylor Carl Jobe | Carlsbad, Ca | Sep 16, 2015 | 11 y | 0 |
| Corinne Degiorgio Fond | Carlsbad, Ca | Jan 21, 2022 | 24 y | 5 |
| Basem Samir Darwich | Carlsbad, Ca | Nov 3, 2025 | 11 y | 0 |
| Andrew Liu | Carlsbad, Ca | Dec 2, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Caitlin Mary Louisa Pilisuk to Perigon Wealth Management, LLCJul 30, 2025 · RIA to RIA
Joined, latest
- Corinne Degiorgio Fond from Laurel Wealth Advisors, Inc.Jan 21, 2022 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Carl Taylor Jobe · Managing Member / Chief Compliance Officercontrolsince 01/2022 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Carlsbad, Ca · principal | 4 | 2 | 0 | ||
| Santa Barbara, Ca | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Santa Barbara, CA1 employees
What changed
consecutive filings, newest first
- Accounts · 961 to 991Dec 3, 2025 to Feb 6, 2026
- HNW clients · 125 to 137Dec 3, 2025 to Feb 6, 2026
- Individual clients · 252 to 237Dec 3, 2025 to Feb 6, 2026
- Assets in custody · $128M to $145MDec 3, 2025 to Feb 6, 2026
- Employees · 7 to 6Dec 3, 2025 to Feb 6, 2026
- HQ city · ESCONDIDO to CARLSBADDec 3, 2025 to Feb 6, 2026
- Discretionary RAUM · $407M to $451MDec 3, 2025 to Feb 6, 2026
- HNW RAUM · $310M to $355MDec 3, 2025 to Feb 6, 2026
- Individual RAUM · $87.0M to $80.4MDec 3, 2025 to Feb 6, 2026
- Non-discretionary RAUM · $15.3M to $12.3MDec 3, 2025 to Feb 6, 2026
- RAUM · $423M to $464MDec 3, 2025 to Feb 6, 2026
- Employees · 5 to 7Aug 27, 2025 to Nov 12, 2025
- Financial planning clients · 0 to 0Aug 27, 2025 to Nov 12, 2025
- Accounts · 915 to 961Dec 17, 2024 to Mar 4, 2025
- Advisory employees · 3 to 4Dec 17, 2024 to Mar 4, 2025
- Advisory activities · 1 to 4Dec 17, 2024 to Mar 4, 2025
- Charity clients · 10 to 9Dec 17, 2024 to Mar 4, 2025
- HNW clients · 111 to 125Dec 17, 2024 to Mar 4, 2025
- Individual clients · 263 to 252Dec 17, 2024 to Mar 4, 2025
- Assets in custody · $150M to $128MDec 17, 2024 to Mar 4, 2025
- Employees · 4 to 5Dec 17, 2024 to Mar 4, 2025
- State-registered IARs · 3 to 4Dec 17, 2024 to Mar 4, 2025
- Discretionary RAUM · $364M to $407MDec 17, 2024 to Mar 4, 2025
- HNW RAUM · $272M to $310MDec 17, 2024 to Mar 4, 2025
- Individual RAUM · $85.8M to $87.0MDec 17, 2024 to Mar 4, 2025
- Non-discretionary RAUM · $17.8M to $15.3MDec 17, 2024 to Mar 4, 2025
- RAUM · $382M to $423MDec 17, 2024 to Mar 4, 2025
- Accounts · 898 to 915Feb 9, 2023 to Feb 2, 2024
- Charity clients · 9 to 10Feb 9, 2023 to Feb 2, 2024
- HNW clients · 97 to 111Feb 9, 2023 to Feb 2, 2024
- Individual clients · 274 to 263Feb 9, 2023 to Feb 2, 2024
- Assets in custody · $213M to $150MFeb 9, 2023 to Feb 2, 2024
- Discretionary RAUM · $313M to $364MFeb 9, 2023 to Feb 2, 2024
- HNW RAUM · $246M to $272MFeb 9, 2023 to Feb 2, 2024
- Individual RAUM · $84.8M to $85.8MFeb 9, 2023 to Feb 2, 2024
- Non-discretionary RAUM · $41.1M to $17.8MFeb 9, 2023 to Feb 2, 2024
- Pension RAUM · 1441690.0 to unsetFeb 9, 2023 to Feb 2, 2024
- RAUM · $354M to $382MFeb 9, 2023 to Feb 2, 2024
- Accounts · 805 to 898Dec 6, 2022 to Feb 9, 2023
- Advisory employees · 4 to 3Dec 6, 2022 to Feb 9, 2023
Signals
6 dated events
- Caitlin Mary Louisa Pilisuk left Mkt Advisors Llc for Perigon Wealth Management, Llc (registered 2025-09-04)Jul 30, 2025 · Advisor changed firm · fact
- Carl Taylor Jobe (Managing Member / Chief Compliance Officer) appeared on Schedule A of Mkt Advisors LlcJan 4, 2022 · Control person joined · fact
- Hamilton Timothy Jobe (Managing Member) no longer on Schedule A of Mkt Advisors Llc (listed 2021-04-21, absent 2022-01-04)Jan 4, 2022 · Control person left · inference
- Leonard Marc Hodgkins (Managing Member, Cco) no longer on Schedule A of Mkt Advisors Llc (listed 2021-04-21, absent 2022-01-04)Jan 4, 2022 · Control person left · inference
- Conrad Kent Engdahl (Managing Member) no longer on Schedule A of Mkt Advisors Llc (listed 2019-06-07, absent 2019-06-10)Jun 10, 2019 · Control person left · inference
- Mkt Advisors Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)May 25, 2012 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- amanda@mktadvisorsllc.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- mkt@mktadvisorsllc.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 442-325-9170reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 760-658-8780reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 760-658-8786reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/MKT-ADVISORS-LLCreportedpublic record, Form ADV, Sep 17, 2026
- Website
- MKTADVISORSLLC.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (760) 658-8780reportedpublic record, Form ADV, Aug 17, 2026
- Contact form
- mktadvisorsllc.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- mktadvisorsllc.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $116Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026