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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Southlake, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | May 19, 2025 | n/a | yes | Southlake, TX | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Apr 19, 2024 | Jun 12, 2025 | no | Southlake, TX|Hondo, TX|North Richland Hills, TX | Previous registration |
| LEO WEALTH, LLC | Independent wealth | Oct 11, 2021 | Apr 19, 2024 | no | EDISON, NJ | Previous registration |
| BFT FINANCIAL GROUP, LLC | Former SEC adviser | Apr 9, 2012 | Jan 3, 2022 | no | HURST, TX|HURST, TX | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Nov 10, 2009 | Apr 10, 2012 | no | BEDFORD, TX | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | May 3, 2007 | Oct 28, 2009 | no | THE WOODLANDS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jun 12, 2025 | May 19, 2025 | -24 | Firm change | Ibd to ibd |
| LEO WEALTH, LLC | AMERIPRISE FINANCIAL SERVICES, LLC | Apr 19, 2024 | Apr 19, 2024 | 0 | Firm change | RIA to ibd |
| BFT FINANCIAL GROUP, LLC | LEO WEALTH, LLC | Jan 3, 2022 | Oct 11, 2021 | -84 | Firm change after gap | RIA to RIA |
| CHASE INVESTMENT SERVICES CORP. | BFT FINANCIAL GROUP, LLC | Apr 10, 2012 | Apr 9, 2012 | -1 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | CHASE INVESTMENT SERVICES CORP. | Oct 28, 2009 | Nov 10, 2009 | 13 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:149018:TX:2025-06-11 | Jun 12, 2025 | May 19, 2025 | NORTH RICHLAND HILLS, TX | Firm change |
| 109121:283891:TX:2022-01-03 | Jan 3, 2022 | Oct 11, 2021 | HURST, TX | Firm change after gap |