DFX Intelligence

I•••• T••••• S•••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

I•••• T••••• S•••• C•••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

MIAMI, FL

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Search this name across graphsid dfx:ria:bddca2ed-1d0c-1a9f-dc6b-3d14c1fd1b15

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 20, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 9, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Nov 28, 2018	n/a	yes	MIAMI, FL	Current employment
X• A••••••• U•• I•••	Other adviser	Jun 15, 2018	Nov 7, 2018	no	MIAMI, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
X• A••••••• U•• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Nov 7, 2018	Nov 28, 2018	21	Firm change	Other
E•• C•••••• A••••••• I•••	X• A••••••• U•• I•••	Mar 6, 2017	Jun 15, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
112224:173779:FL:2017-03-06	Mar 6, 2017	Jun 15, 2018	MIAMI, FL	Firm change after gap

Relationships

Registered with (4)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Nov 28, 2018 to presentfactForm ADV
→ X• A••••••• U•• I•••Registered adviserregistration: previous registration
Jun 15, 2018 to Nov 7, 2018factForm ADV
→ E•• C•••••• A••••••• I•••Registered adviserregistration: previous registration
Jul 22, 2015 to Mar 6, 2017factForm ADV
→ E•• C•••••• A••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bddca2ed-1d0c-1a9f-dc6b-3d14c1fd1b15
First observed: Sep 20, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.