DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

Susan Thornburg Grant

Advisor at OSAIC WEALTH, INC.

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bdeeb42b-f8d8-d06c-a645-e26b8d0e1499

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 19, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Apr 30, 2013
First registration: Sep 19, 2013
Dual registered: yes, broker-dealer
Other names: SUSAN LYNN THORNBURG|SUSAN L THORNBURG|SUSAN LYNN GRANT
IAPD individual key: 1229705

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jul 31, 2023	n/a	yes	SCOTTSDALE, AZ	Current employment
CORECAP ADVISORS	Bd affiliated wealth	Apr 11, 2022	Feb 1, 2023	no	Houston, TX\|SOUTHFIELD, MI	Previous registration
BROOKSTONE CAPITAL MANAGEMENT LLC	Independent wealth	Mar 25, 2021	Apr 28, 2021	no	Hockley, TX\|WHEATON, IL	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Oct 17, 2018	Mar 29, 2021	no	HOUSTON, TX	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	May 2, 2017	Aug 20, 2018	no	HOUSTON, TX	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Sep 19, 2013	May 3, 2017	no	HOUSTON, TX\|HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CORECAP ADVISORS	OSAIC WEALTH, INC.	Feb 1, 2023	Jul 31, 2023	180	Firm change	Ibd to ibd
BROOKSTONE CAPITAL MANAGEMENT LLC	CORECAP ADVISORS	Apr 28, 2021	Apr 11, 2022	348	Firm change	RIA to ibd
PRUCO SECURITIES, LLC	BROOKSTONE CAPITAL MANAGEMENT LLC	Mar 29, 2021	Mar 25, 2021	-4	Firm change	Ibd to RIA
J.P. MORGAN SECURITIES LLC	PRUCO SECURITIES, LLC	Aug 20, 2018	Oct 17, 2018	58	Firm change	Wirehouse to ibd
VALIC FINANCIAL ADVISORS, INC.	J.P. MORGAN SECURITIES LLC	May 3, 2017	May 2, 2017	-1	Firm change	Other

Relationships

Registered with (6)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jul 31, 2023 to presentfactForm ADV
→ CORECAP ADVISORSRegistered adviserregistration: previous registration
Apr 11, 2022 to Feb 1, 2023factForm ADV
→ BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Mar 25, 2021 to Apr 28, 2021factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Oct 17, 2018 to Mar 29, 2021factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
May 2, 2017 to Aug 20, 2018factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Sep 19, 2013 to May 3, 2017factForm ADV

Dated events

Occurred
Feb 1, 2023
Advisor changed firm
Susan Thornburg Grant left Corecap Advisors for Osaic Wealth, Inc. (registered 2023-07-31)
Form ADVobserved 4 days ago