DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

PRIVUS FINANCIAL, LLC

CRD 291495

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bdf3529b-7bc9-2b35-4fd6-1ce3dd1dab3f

Data as of Jul 31, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 5
On other graphs: 0
Observed: Dec 15, 2017 to Jul 31, 2019
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 1
Employees: 2
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Individual clients: 0
High net worth clients: 0
SEC number: 801-112313
CRD: 291495
Filings on the tape: 10
First filed: Dec 15, 2017
Latest filed: Jul 31, 2019
Organised: Limited Liability Company, Texas

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Teresa Donne Gast	n/a	IRVING, TX	8	25	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Gast, Teresa, Donne	MANAGING MEMBER	C	yes	01/2019	Jan 31, 2019	Jul 31, 2019
HALL, MICHAEL, ANTHONY	MANAGING MEMBER	C	yes	11/2017	Dec 15, 2017	Jul 31, 2019
Kos, Jason, Matthew	MANAGING MEMBER	C	yes	11/2017	Dec 15, 2017	Jul 31, 2019
Moerbe, Chandler	CHIEF COMPLIANCE OFFICER	Na	yes	03/2019	Mar 28, 2019	Jul 31, 2019
SAXONY PARTNERS, LLC	MANAGING MEMBER	C	yes	01/2019	Jan 31, 2019	Jul 31, 2019
WILSON, JEFFREY, ALLEN	FOUNDER/CEO	E	yes	03/2011	Jan 31, 2019	Jul 31, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PRIVUS INSURANCE GROUP, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 28, 2019	n/a	n/a	2	1	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	n/a	n/a	n/a	n/a	n/a	2	n/a	0	n/a

Relationships

Controls (6)

← WILSON, JEFFREY, ALLENOwnerFOUNDER/CEO, ownership code E, individual
Jan 31, 2019 to presentfactForm ADV
← Gast, Teresa, DonneOwnerMANAGING MEMBER, ownership code C, individual
Jan 31, 2019 to presentfactForm ADV
← HALL, MICHAEL, ANTHONYOwnerMANAGING MEMBER, ownership code C, individual
Dec 15, 2017 to presentfactForm ADV
← Kos, Jason, MatthewOwnerMANAGING MEMBER, ownership code C, individual
Dec 15, 2017 to presentfactForm ADV
← Moerbe, ChandlerOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 28, 2019 to presentfactForm ADV
← SAXONY PARTNERS, LLCOwnerMANAGING MEMBER, ownership code C, domestic entity
Jan 31, 2019 to presentfactForm ADV

Affiliated with (1)

← MILLER-GREEN FINANCIAL SERVICES LLCRegistered adviserother investment adviser
factForm ADV

Registered with (3)

← Teresa Donne GastAdvisorregistration: current employment
Jan 12, 2018 to presentfactForm ADV
← KELLEE ANGELA HARRIGANAdvisorregistration: previous registration
May 30, 2019 to May 27, 2021factForm ADV
← ARTHUR HAAG SHERMANAdvisorregistration: previous registration
Apr 25, 2018 to Jan 17, 2019factForm ADV

Dated events

Occurred
Mar 28, 2019
Control person left
J Kristi Heffron (Chief Compliance Officer) no longer on Schedule A of Privus Financial, Llc (listed 2019-03-01, absent 2019-03-28)
Form ADVobserved 4 days ago
Occurred
Mar 28, 2019
Control person joined
Chandler Moerbe (Chief Compliance Officer) appeared on Schedule A of Privus Financial, Llc
Form ADVobserved 4 days ago
Occurred
Jan 31, 2019
Control person joined
Donne Teresa Gast (Managing Member) appeared on Schedule A of Privus Financial, Llc
Form ADVobserved 4 days ago
Occurred
Jan 31, 2019
Control person joined
Allen Jeffrey Wilson (Founder/Ceo) appeared on Schedule A of Privus Financial, Llc
Form ADVobserved 4 days ago
Occurred
Dec 15, 2017
First Form ADV filing
Privus, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bdf3529b-7bc9-2b35-4fd6-1ce3dd1dab3f
First observed: Dec 15, 2017
Last observed: Jul 31, 2019 86 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PRIVUS FINANCIAL, LLC

CRD 291495

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bdf3529b-7bc9-2b35-4fd6-1ce3dd1dab3f

Data as of Jul 31, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:14 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Teresa Donne Gast

n/a

IRVING, TX

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Gast, Teresa, Donne

MANAGING MEMBER

yes

01/2019

Jan 31, 2019

Jul 31, 2019

HALL, MICHAEL, ANTHONY

MANAGING MEMBER

yes

11/2017

Dec 15, 2017

Jul 31, 2019

Kos, Jason, Matthew

MANAGING MEMBER

yes

11/2017

Dec 15, 2017

Jul 31, 2019

Moerbe, Chandler

CHIEF COMPLIANCE OFFICER

yes

03/2019

Mar 28, 2019

Jul 31, 2019

SAXONY PARTNERS, LLC

MANAGING MEMBER

yes

01/2019

Jan 31, 2019

Jul 31, 2019

WILSON, JEFFREY, ALLEN

FOUNDER/CEO

yes

03/2011

Jan 31, 2019

Jul 31, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PRIVUS INSURANCE GROUP, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 28, 2019

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

n/a