DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Privus Financial, LLC

Former SEC-registered adviserDallas, TexasCRD 291495SEC 801-112313IAPD
Latest filing Jul 31, 2019
First filing on the tape Dec 15, 2017 · 10 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$4.5M as of Oct 3, 2018
Dec 15, 2017$0 then
HNW client RAUM$0 as of Jul 31, 2019
Sep 13, 2018$3.3M then
State-registered IARs (5.B.3)1 as of Jul 31, 2019
Dec 15, 20171 then
Employees (5.A)2 as of Jul 31, 2019
Dec 15, 20173 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 31, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
n/areported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Teresa Donne GastIrving, TxJan 12, 201825 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Donne Teresa Gast · Managing Membercontrol
    since 01/2019 · owns 25% to 50%
  • Anthony Michael Hall · Managing Membercontrol
    since 11/2017 · owns 25% to 50%
  • Matthew Jason Kos · Managing Membercontrol
    since 11/2017 · owns 25% to 50%
  • Chandler Moerbe · Chief Compliance Officercontrol
    since 03/2019 · owns less than 5%
  • Allen Jeffrey Wilson · Founder/Ceocontrol
    since 03/2011 · owns 75% or more of Saxony Partners, LLC
Entity owners
  • Saxony Partners, LLC · Managing Member
    direct · owns 25% to 50%
Related persons
Schedule D 7.A
  • Privus Insurance Group, LLC
    real estaten
Advisers that list Privus Financial, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • BD registered reps · 1 to 0
    Mar 1, 2019 to Mar 28, 2019
  • Corporate clients · unset to 0.0
    Mar 1, 2019 to Mar 28, 2019
  • HNW clients · unset to 0.0
    Mar 1, 2019 to Mar 28, 2019
  • Individual clients · unset to 0.0
    Mar 1, 2019 to Mar 28, 2019
  • Employees · 5 to 2
    Mar 1, 2019 to Mar 28, 2019
  • Financial planning clients · 0 to 26-50
    Mar 1, 2019 to Mar 28, 2019
  • HNW RAUM · unset to 0.0
    Mar 1, 2019 to Mar 28, 2019
  • Individual RAUM · unset to 0.0
    Mar 1, 2019 to Mar 28, 2019
  • Pension RAUM · unset to 0.0
    Mar 1, 2019 to Mar 28, 2019
  • Pooled vehicle RAUM · unset to 0.0
    Mar 1, 2019 to Mar 28, 2019
  • Accounts · 11.0 to unset
    Oct 3, 2018 to Jan 31, 2019
  • Advisory employees · 2 to 1
    Oct 3, 2018 to Jan 31, 2019
  • Advisory activities · 6 to 2
    Oct 3, 2018 to Jan 31, 2019
  • BD registered reps · 2 to 1
    Oct 3, 2018 to Jan 31, 2019
  • Corporate clients · 1.0 to unset
    Oct 3, 2018 to Jan 31, 2019
  • HNW clients · 1.0 to unset
    Oct 3, 2018 to Jan 31, 2019
  • Individual clients · 2.0 to unset
    Oct 3, 2018 to Jan 31, 2019
  • Assets in custody · 0.0 to unset
    Oct 3, 2018 to Jan 31, 2019
  • Custody of client assets · true to false
    Oct 3, 2018 to Jan 31, 2019
  • Employees · 6 to 5
    Oct 3, 2018 to Jan 31, 2019
  • Insurance-licensed employees · 2 to 0
    Oct 3, 2018 to Jan 31, 2019
  • HQ city · PLANO to DALLAS
    Oct 3, 2018 to Jan 31, 2019
  • State-registered IARs · 2 to 1
    Oct 3, 2018 to Jan 31, 2019
  • Discretionary RAUM · 4456788.0 to unset
    Oct 3, 2018 to Jan 31, 2019
  • HNW RAUM · 3305187.0 to unset
    Oct 3, 2018 to Jan 31, 2019
  • Individual RAUM · 992335.0 to unset
    Oct 3, 2018 to Jan 31, 2019
  • Non-discretionary RAUM · 0.0 to unset
    Oct 3, 2018 to Jan 31, 2019
  • RAUM · 4456788.0 to unset
    Oct 3, 2018 to Jan 31, 2019
  • Related adviser · true to false
    Oct 3, 2018 to Jan 31, 2019
  • Related broker-dealer · true to false
    Oct 3, 2018 to Jan 31, 2019
  • Related insurance company · true to false
    Oct 3, 2018 to Jan 31, 2019
  • Accounts · 0 to 11
    Dec 15, 2017 to Sep 13, 2018
  • Advisory employees · 1 to 2
    Dec 15, 2017 to Sep 13, 2018
  • BD registered reps · 0 to 2
    Dec 15, 2017 to Sep 13, 2018
  • Business name · PRIVUS, LLC to PRIVUS FINANCIAL, LLC
    Dec 15, 2017 to Sep 13, 2018
  • Corporate clients · 0 to 1
    Dec 15, 2017 to Sep 13, 2018
  • HNW clients · 0 to 1
    Dec 15, 2017 to Sep 13, 2018
  • Individual clients · 0 to 2
    Dec 15, 2017 to Sep 13, 2018
  • Employees · 3 to 6
    Dec 15, 2017 to Sep 13, 2018
  • Insurance-licensed employees · 1 to 2
    Dec 15, 2017 to Sep 13, 2018
Signals
5 dated events
  • J Kristi Heffron (Chief Compliance Officer) no longer on Schedule A of Privus Financial, Llc (listed 2019-03-01, absent 2019-03-28)
    Mar 28, 2019 · Control person left · inference
  • Chandler Moerbe (Chief Compliance Officer) appeared on Schedule A of Privus Financial, Llc
    Mar 28, 2019 · Control person joined · fact
  • Donne Teresa Gast (Managing Member) appeared on Schedule A of Privus Financial, Llc
    Jan 31, 2019 · Control person joined · fact
  • Allen Jeffrey Wilson (Founder/Ceo) appeared on Schedule A of Privus Financial, Llc
    Jan 31, 2019 · Control person joined · fact
  • Privus, Llc filed its initial SEC registration (Form ADV)
    Dec 15, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
linkedin.com/company/privus-financial/aboutreportedpublic record, Form ADV, Sep 17, 2026
Website
privusfinancial.comreportedpublic record, Form ADV, Sep 17, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026