DFX Intelligence

E••• T••••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

E••• T••••• N•••••

Advisor at P•••••• A•••••• G••••• L••

••• Locked

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Search this name across graphsid dfx:ria:be293569-6139-16b6-dbce-02e2dcebb4d9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 9, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• A•••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 23, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Oct 10, 2025	n/a	yes	PLYMOUTH, MN\|Hopkins, MN	Current employment
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Mar 17, 2022	n/a	yes	Hopkins, MN\|MORRISTOWN, NJ\|Plymouth, MN	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••••• F•••••••• G••••	P•••••• A•••••• G••••• L••	Jul 25, 2022	Mar 17, 2022	-130	Firm change after gap	RIA to ibd
A••••••••• F•••••••• S•••••••• L••	I•••••••• F•••••••• G••••	Jul 17, 2013	Jan 13, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
154168:155216:MN:2022-07-25	Jul 25, 2022	Mar 17, 2022	PLYMOUTH, MN	Firm change after gap

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Oct 10, 2025 to presentfactForm ADV
→ P•••••• A•••••• G••••• L••Registered adviserregistration: current employment
Mar 17, 2022 to presentfactForm ADV
→ I•••••••• F•••••••• G••••Registered adviserregistration: previous registration
Jan 13, 2014 to Jul 25, 2022factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

Occurred
Jul 25, 2022
A•••••• firm change
E••• T••••• N••••• left I•••••••• F•••••••• G•••• for P•••••• A•••••• G••••• L•• (registered 2022-03-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:be293569-6139-16b6-dbce-02e2dcebb4d9
First observed: Dec 9, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.