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Advisor at STRATOS WEALTH ADVISORS LLC
Northbrook, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATOS WEALTH ADVISORS LLC | Independent wealth | May 6, 2024 | n/a | yes | Northbrook, IL | Current employment |
| NORTHCOAST ASSET MANAGEMENT LLC | Independent wealth | Apr 16, 2019 | May 7, 2024 | no | STAMFORD, CT | Previous registration |
| ASSET MANAGEMENT GROUP LTD | Former SEC adviser | Mar 18, 2016 | Apr 12, 2019 | no | Northbrook, IL | Previous registration |
| SUNSET PARTNERS CAPITAL MANAGEMENT, LLC | Former SEC adviser | Jun 5, 2014 | Oct 26, 2016 | no | NORTHBROOK, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHCOAST ASSET MANAGEMENT LLC | STRATOS WEALTH ADVISORS LLC | May 7, 2024 | May 6, 2024 | -1 | Firm change | RIA to RIA |
| ASSET MANAGEMENT GROUP LTD | NORTHCOAST ASSET MANAGEMENT LLC | Apr 12, 2019 | Apr 16, 2019 | 4 | Firm change | RIA to RIA |
| SUNSET PARTNERS CAPITAL MANAGEMENT, LLC | ASSET MANAGEMENT GROUP LTD | Oct 26, 2016 | Mar 18, 2016 | -222 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 144240:109581:IL:2016-10-26 | Oct 26, 2016 | Mar 18, 2016 | NORTHBROOK, IL | Firm change after gap |