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Reading the graph
Advisor at ROCKEFELLER CAPITAL MANAGEMENT
ATLANTA, GA | Palm Beach Gardens, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROCKEFELLER CAPITAL MANAGEMENT | Bd affiliated wealth | Oct 20, 2023 | n/a | yes | ATLANTA, GA|Palm Beach Gardens, FL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 29, 2022 | Oct 24, 2023 | no | JUPITER, FL|NEW YORK, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 2, 2015 | Apr 18, 2016 | no | JUPITER, FL | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Apr 14, 2014 | Feb 27, 2015 | no | PALM BEACH GARDENS, FL | Previous registration |
| A.G.P / ALLIANCE GLOBAL PARTNERS | Independent wealth | May 29, 2013 | Mar 18, 2014 | no | BOCA RATON, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | ROCKEFELLER CAPITAL MANAGEMENT | Oct 24, 2023 | Oct 20, 2023 | -4 | Firm change | Wirehouse to ibd |
| AMERIPRISE FINANCIAL SERVICES, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Feb 27, 2015 | Mar 2, 2015 | 3 | Firm change | Ibd to wirehouse |
| A.G.P / ALLIANCE GLOBAL PARTNERS | AMERIPRISE FINANCIAL SERVICES, LLC | Mar 18, 2014 | Apr 14, 2014 | 27 | Firm change | Other |