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Advisor at ST. JAMES INVESTMENT ADVISORS, LLC
PORT JEFFERSON, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ST. JAMES INVESTMENT ADVISORS, LLC | Asset manager | May 24, 2016 | n/a | yes | PORT JEFFERSON, NY | Current employment |
| LIBERTY ST. JAMES | n/a | Mar 29, 2005 | Dec 31, 2005 | no | SMITHTOWN, NY | Previous registration |
| ST. JAMES INVESTMENT COMPANY, LLC | Mixed wealth | Mar 13, 2003 | Nov 1, 2016 | no | PORT JEFFERSON, NY|SMITHTOWN, NY|HAUPPAHUGE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ST. JAMES INVESTMENT COMPANY, LLC | LIBERTY ST. JAMES | Nov 1, 2016 | Mar 29, 2005 | -4,235 | Firm change after gap | Other |
| LIBERTY ST. JAMES | ST. JAMES INVESTMENT ADVISORS, LLC | Dec 31, 2005 | May 24, 2016 | 3,797 | Firm change after gap | Other |