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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

ST. JAMES INVESTMENT COMPANY, LLC

CRD 124777

SOUTHLAKE, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:07941d0b-adc1-d5a0-eddb-c658b3a319d0

Data as of Mar 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 1
On other graphs: 0
Observed: Nov 28, 2011 to Mar 2, 2026
38 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.21 fund_share=0.77 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $661MItem 5.F on the latest filing (2026-03-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $661M
Private client RAUM: $141MderivedItem 5.D individuals plus high net worth individuals
Private client share: 21%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $132Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,049
Individual clients: 108
High net worth clients: 135
SEC number: 801-61779
CIK: 1504492
CRD: 124777
Filings on the tape: 38
First filed: Nov 28, 2011
Latest filed: Mar 2, 2026
Organised: Limited Liability Company, CO
Website: stjic.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROBERT JOSEPH MARK	n/a	SOUTHLAKE, TX	22	30	1	no
LAWRENCE JOSEPH REDELL	n/a	SOUTHLAKE, TX	18	30	n/a	no
WILLIAM RANEY SACHS	n/a	SOUTHLAKE, TX	17	40	4	no
AMY ALICE BURSON	n/a	SOUTHLAKE, TX	16	17	1	no
ASA JOSEPH ROBINSON CROW	n/a	SOUTHLAKE, TX	1	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MARK, ROBERT, JOSEPH	Trustee	F	yes	02/2018	Nov 28, 2011	Nov 7, 2024
MARK, ROBERT, JOSEPH	Manager	Na	yes	03/1999	Nov 28, 2011	Nov 7, 2024
RC96 REVOCABLE LIVING TRUST	Member	E	yes	05/2018	Jan 18, 2019	Nov 7, 2024
REDELL, LAWRENCE, JOSEPH	MEMBER AND CHIEF COMPLIANCE OFFICER	C	yes	01/2021	Nov 28, 2011	Nov 7, 2024
SIBELIUS HOLDINGS, LLC	Member	D	yes	12/2018	Jan 18, 2019	Nov 7, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
STOLLENWEG CAPITAL	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 2, 2026	$661M	$661M	6	2	0	n/a	n/a
2024	Mar 13, 2025	$595M	$595M	6	2	0	n/a	n/a
2023	Mar 12, 2024	$662M	$662M	5	2	0	n/a	n/a
2022	Mar 21, 2023	$736M	$736M	6	2	0	n/a	n/a
2021	Mar 1, 2022	$786M	$786M	6	2	0	n/a	n/a
2020	Mar 19, 2021	$962M	$962M	8	2	0	n/a	n/a
2019	Mar 13, 2020	$1.2B	$1.2B	7	2	0	n/a	n/a
2018	Feb 28, 2019	$1.2B	$1.2B	8	2	0	n/a	n/a
2017	Mar 27, 2018	$1.4B	$1.4B	8	2	0	n/a	n/a
2016	Feb 23, 2017	$1.3B	$1.3B	5	1	n/a	n/a	n/a
2015	Mar 21, 2016	$1.3B	$1.3B	8	2	n/a	n/a	n/a
2014	Mar 13, 2015	$1.5B	$1.5B	9	2	n/a	n/a	n/a
2013	Mar 10, 2014	$1.4B	$1.4B	9	2	n/a	n/a	n/a
2012	Mar 11, 2013	$1.3B	$1.3B	9	2	n/a	n/a	n/a
2011	Mar 23, 2012	$1.1B	$1.1B	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$661M	$595M	11.0%	$736M	-3.5%	6	6	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LIBERTY FUNDS GROUP	2	Nov 12, 2015	Jul 13, 2010	CHICAGO, IL	Team lift out	Other	66.7%

Relationships

Registered with (9)

← ASA JOSEPH ROBINSON CROWAdvisorregistration: current employment
Oct 16, 2024 to presentfactForm ADV
← AMY ALICE BURSONAdvisorregistration: current employment
Jul 13, 2010 to presentfactForm ADV
← WILLIAM RANEY SACHSAdvisorregistration: current employment
Aug 25, 2009 to presentfactForm ADV
← LAWRENCE JOSEPH REDELLAdvisorregistration: current employment
Sep 5, 2008 to presentfactForm ADV
← ROBERT JOSEPH MARKAdvisorregistration: current employment
Jan 22, 2004 to presentfactForm ADV
← JOHN MICHAEL WILDERNAdvisorregistration: previous registration
Jul 21, 2017 to Dec 31, 2019factForm ADV
← BRIAN CHRISTOPHER MARKAdvisorregistration: previous registration
Mar 13, 2003 to Nov 1, 2016factForm ADV
← MATTHEW STEPHEN WYPYSKIAdvisorregistration: previous registration
Mar 7, 2013 to Sep 28, 2016factForm ADV
← CRAIG LAWRENCE CAUDLEAdvisorregistration: previous registration
Aug 26, 2009 to Oct 2, 2014factForm ADV

Controls (4)

← MARK, ROBERT, JOSEPHOwnerTRUSTEE, ownership code F, individual
Nov 28, 2011 to Nov 7, 2024factForm ADV
← REDELL, LAWRENCE, JOSEPHOwnerMEMBER AND CHIEF COMPLIANCE OFFICER, ownership code C, individual
Nov 28, 2011 to Nov 7, 2024factForm ADV
← RC96 REVOCABLE LIVING TRUSTOwnerMEMBER, ownership code E, domestic entity
Jan 18, 2019 to Nov 7, 2024factForm ADV
← SIBELIUS HOLDINGS, LLCOwnerMEMBER, ownership code D, domestic entity
Jan 18, 2019 to Nov 7, 2024factForm ADV

Dated events

Occurred
Jan 28, 2021
Control person left
Alice Amy Burson (Chief Compliance Officer) no longer on Schedule A of St. James Investment Company, Llc (listed 2020-10-28, absent 2021-01-28)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:07941d0b-adc1-d5a0-eddb-c658b3a319d0
First observed: Nov 28, 2011
Last observed: Mar 2, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ST. JAMES INVESTMENT COMPANY, LLC

CRD 124777

SOUTHLAKE, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:07941d0b-adc1-d5a0-eddb-c658b3a319d0

Data as of Mar 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:05 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROBERT JOSEPH MARK

n/a

SOUTHLAKE, TX

LAWRENCE JOSEPH REDELL

n/a

SOUTHLAKE, TX

n/a

WILLIAM RANEY SACHS

n/a

SOUTHLAKE, TX

AMY ALICE BURSON

n/a

SOUTHLAKE, TX

ASA JOSEPH ROBINSON CROW

n/a

SOUTHLAKE, TX

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MARK, ROBERT, JOSEPH

Trustee

yes

02/2018

Nov 28, 2011

Nov 7, 2024

MARK, ROBERT, JOSEPH

Manager

yes

03/1999

Nov 28, 2011

Nov 7, 2024

RC96 REVOCABLE LIVING TRUST

Member

yes

05/2018

Jan 18, 2019

Nov 7, 2024

REDELL, LAWRENCE, JOSEPH

MEMBER AND CHIEF COMPLIANCE OFFICER

yes

01/2021

Nov 28, 2011

Nov 7, 2024

SIBELIUS HOLDINGS, LLC

Member

yes

12/2018

Jan 18, 2019

Nov 7, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

STOLLENWEG CAPITAL

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 2, 2026

$661M

n/a

2024

Mar 13, 2025

$595M

n/a

2023

Mar 12, 2024

$662M

n/a

2022

Mar 21, 2023

$736M

n/a

2021

Mar 1, 2022

$786M

n/a

2020

Mar 19, 2021

$962M

n/a

2019

Mar 13, 2020

$1.2B

n/a

2018

Feb 28, 2019

$1.2B

n/a

2017

Mar 27, 2018

$1.4B

n/a

2016

Feb 23, 2017

$1.3B

n/a

2015

Mar 21, 2016

$1.3B

n/a

2014

Mar 13, 2015

$1.5B

n/a

2013

Mar 10, 2014

$1.4B

n/a

2012

Mar 11, 2013

$1.3B

n/a

2011

Mar 23, 2012

$1.1B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$661M

$595M

11.0%

$736M

-3.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LIBERTY FUNDS GROUP

Nov 12, 2015

Jul 13, 2010

CHICAGO, IL

Team lift out

Other

66.7%