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RIA / WealthAdvisorCertified Financial Planner19 years in industry

DEREK ROBERT TAM

Advisor at LIDO

Los Gatos, CA | LOS ANGELES, CA

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Search this name across graphsid dfx:ria:be495465-9d22-b09d-062e-0060e67de89d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 21, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LIDO
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 27, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Jul 27, 2007
First registration: Aug 21, 2007
Dual registered: no
IAPD individual key: 5000215

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Lido	Independent wealth	Mar 14, 2023	n/a	yes	Los Gatos, CA\|LOS ANGELES, CA	Current employment
SVB WEALTH	Independent wealth	Nov 4, 2014	Feb 27, 2023	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA	Previous registration
BANYAN PARTNERS, LLC	Former SEC adviser	Aug 7, 2013	Nov 26, 2014	no	SAN FRANCISCO, CA	Previous registration
SILVER BRIDGE	Former SEC adviser	Jul 23, 2010	Aug 7, 2013	no	REDWOOD CITY, CA\|BOSTON, MA\|SAN FRANCISCO, CA	Previous registration
H&S FINANCIAL ADVISORS LLC	n/a	Aug 21, 2007	Dec 23, 2010	no	REDWOOD CITY, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SVB WEALTH	Lido	Feb 27, 2023	Mar 14, 2023	15	Firm change	RIA to RIA
BANYAN PARTNERS, LLC	SVB WEALTH	Nov 26, 2014	Nov 4, 2014	-22	Bulk transfer	Other
SILVER BRIDGE	BANYAN PARTNERS, LLC	Aug 7, 2013	Aug 7, 2013	0	Firm change	Other
H&S FINANCIAL ADVISORS LLC	SILVER BRIDGE	Dec 23, 2010	Jul 23, 2010	-153	Firm change after gap	Other

Relationships

Registered with (5)

→ LIDORegistered adviserregistration: current employment
Mar 14, 2023 to presentfactForm ADV
→ SVB WEALTHRegistered adviserregistration: previous registration
Nov 4, 2014 to Feb 27, 2023factForm ADV
→ BANYAN PARTNERS, LLCRegistered adviserregistration: previous registration
Aug 7, 2013 to Nov 26, 2014factForm ADV
→ SILVER BRIDGERegistered adviserregistration: previous registration
Jul 23, 2010 to Aug 7, 2013factForm ADV
→ H&S FINANCIAL ADVISORS LLCRegistered adviserregistration: previous registration
Aug 21, 2007 to Dec 23, 2010factForm ADV

Dated events

Occurred
Feb 27, 2023
Advisor changed firm
Derek Robert Tam left Svb Wealth for Lido (registered 2023-03-14)
Form ADVobserved 3 days ago