DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Derek Robert Tam
Certified Financial Planner
Feed of 09/15/2026
At current firm
3 y
since Mar 14, 2023
In the industry
19 y
since Jul 27, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Lido independent RIA currentsince Mar 14, 2023 · Los Gatos, Ca
- Svb Wealth independent RIANov 4, 2014 to Feb 27, 2023 · San Francisco, Ca
- Banyan Partners, LLC formerAug 7, 2013 to Nov 26, 2014 · San Francisco, Ca
- Silver Bridge formerJul 23, 2010 to Aug 7, 2013 · Redwood City, Ca
- H&S Financial Advisors LLC unclassifiedAug 21, 2007 to Dec 23, 2010 · Redwood City, Ca
Moves
a registration end followed by a registration begin elsewhere
- Svb Wealth to Lidoleft Feb 27, 2023, registered Mar 14, 2023 (15 days) · RIA to RIA
- Banyan Partners, LLC to Svb Wealthleft Nov 26, 2014, registered Nov 4, 2014 (-22 days) · corporate re-registration, not a move
- Silver Bridge to Banyan Partners, LLCleft Aug 7, 2013, registered Aug 7, 2013 (0 days) · Other
- H&S Financial Advisors LLC to Silver Bridgeleft Dec 23, 2010, registered Jul 23, 2010 (-153 days) · Other
Signals
- Derek Robert Tam left Svb Wealth for Lido (registered 2023-03-14)Feb 27, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address