A••• C•••••

Advisor at N•••••• A•••••••

Park Ridge, NJ | NEW ORLEANS, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:be5c5f22-1b1e-055c-b172-6f4467198f1b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 25, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 24, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••	Bd affiliated wealth	Nov 1, 2022	n/a	yes	NEW ORLEANS, LA\|Park Ridge, NJ	Current employment
A••••••• C•••••• M••••••••• L••	Independent wealth	Apr 8, 2019	Nov 3, 2022	no	Ramsey, NJ\|RIDGEWOOD, NJ\|Ramsey, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• C•••••• M••••••••• L••	N•••••• A•••••••	Nov 3, 2022	Nov 1, 2022	-2	Firm change	RIA to ibd
C••••••••• F•••••••• N••••••	A••••••• C•••••• M••••••••• L••	Apr 4, 2019	Apr 8, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
110784:173565:NY:2015-03-18	Mar 18, 2015	Mar 27, 2015	SUFFERN, NY	Firm change

Relationships

Registered with (5)

→ N•••••• A•••••••Registered adviserregistration: current employment
Nov 1, 2022 to presentfactForm ADV
→ A••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 8, 2019 to Nov 3, 2022factForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Jun 13, 2018 to Apr 4, 2019factForm ADV
→ G••• G••••••• P••••••• S•••••••

Dated events

Occurred
Nov 3, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:be5c5f22-1b1e-055c-b172-6f4467198f1b
First observed: Jan 25, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.