DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Amit Chopra
Certified Financial Planner
Feed of 09/15/2026
At current firm
3 y
since Nov 1, 2022
In the industry
19 y
since Jan 24, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Newedge Advisors BD affiliated currentsince Nov 1, 2022 · New Orleans, La
- Advisors Capital Management, LLC independent RIAApr 8, 2019 to Nov 3, 2022 · Ramsey, Nj
- Commonwealth Financial Network national BDJun 13, 2018 to Apr 4, 2019 · Waltham, Ma
- Gary Goldberg Planning Services formerMar 27, 2015 to Jun 12, 2018 · Locust Valley, Ny
- Gary Goldberg Planning Services Inc formerJan 25, 2007 to Mar 18, 2015 · Suffern, Ny
Moves
a registration end followed by a registration begin elsewhere
- Advisors Capital Management, LLC to Newedge Advisorsleft Nov 3, 2022, registered Nov 1, 2022 (-2 days) · RIA to affiliated broker-dealer or bank
- Commonwealth Financial Network to Advisors Capital Management, LLCleft Apr 4, 2019, registered Apr 8, 2019 (4 days) · Affiliated broker-dealer or bank to independent RIA
- Gary Goldberg Planning Services to Commonwealth Financial Networkleft Jun 12, 2018, registered Jun 13, 2018 (1 days) · RIA to affiliated broker-dealer or bank
- Gary Goldberg Planning Services Inc to Gary Goldberg Planning Servicesleft Mar 18, 2015, registered Mar 27, 2015 (9 days) · channel change inside one enterprise, not a move · moved with a team
Signals
- Amit Chopra left Advisors Capital Management, Llc for Newedge Advisors (registered 2022-11-01)Nov 3, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address